srhe

The Society for Research into Higher Education

Marcia Devlin


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Let’s not waste any more time

by Marcia Devlin

Last year, I was sent a satirical article about how to sabotage the productivity of your organisation by using a CIA manual from 1944.  It contained advice such as:

  • When possible, refer all matters to committees, for ‘further study and consideration’. Attempt to make the committee as large as possible — never less than five;
  • Haggle over precise wordings of communications, minutes, resolutions; and
  • Refer back to matters decided upon at the last meeting and attempt to re-open the question of the advisability of that decision.

There’s more and it’s worth a read.

Reflecting on my time in higher education over three decades, the article was both funny and depressing. Funny, because it precisely describes daily life working in a university, which is peculiar and amusing and many of us would have it no other way. Depressing, because it precisely describes daily life working in a university, which is highly bureaucratic and inefficient and often a profound waste of talent, goodwill and time.

The COVID-19 crisis has provided many opportunities to rethink what we have always done and to do things differently. I’m wondering whether universities might eventually benefit from this terrible crisis, including in ways that could be permanent.

Following the scrambling, adjustments and re-learning required for the global mass uptake of online and digital forms of education, our attention has begun to turn to the implications of this move.

Always of interest, academic integrity and the quality and standards of learning are now the subject of increased interest and scrutiny. As the ubiquitous, supervised, closed book exam en masse became impossible, along with other forms of assessment that require physical supervision of students, less frequently used assessment approaches have been considered and deployed.

Academic integrity is having a day or two in the sun as educators in universities consider how to ensure it, when they can’t always see what students are doing, including during electronic classes. Approaches that are being considered and used include: more gentle and/or educative interpretations of existing assessment and academic integrity policies; the use of technological proctoring tools, including homemade solutions using student phones; and so-called ‘alternative’ assessment.

In Australia, assessment policies have been changed, or waived in part, including through the granting of special power to a senior officer of the University in some places. All of these shifts have occurred with the aim of enabling to practical solutions to challenging and sudden changes.

New and streamlined governance arrangements have been created and enacted to ensure appropriate oversight of teaching, learning and assessment changes in the very short timeframes possible at the time. This one might confound any current CIA operatives in universities who are intent on slowing us down.

Considerations of academic matters that used to take one or two long Academic Board discussions and a fair amount of angst, not to mention tension and in some cases ongoing resentments between parties with different views, gave way, at least momentarily.  They were replaced by shorter, more focused considerations, often in single, brief meetings of key people. As far as I observed at my own University and elsewhere, we have made sensible and defensible positions and enacted them, with broad acceptance and little or no negative ripple.

Of course, we were forced to move quickly by the sudden onset of the COVID-19 crisis, which is the defining feature of most of the world’s experience in 2020. As we enter 2021, a ‘new normal’ is emerging in every aspect of human existence. It is understandable that we should hope things to return to the ‘old normal’, at least in some respects. But I’d argue that academic governance is one area in which we should try to retain the new normal, at least to some extent.

Imagine what might be possible if university staff were freed up, even just a little, from the at times tortuous dance of academic consideration that unnecessarily uses up precious talent, goodwill and time.

What if, post this terrible world crisis, we emerged with a commitment to do things differently in universities and in ways that maintained integrity, but did not steal our precious resources?

What if, instead of us doing as a CIA operative would recommend, such as: “Talk as frequently as possible and at great length. Illustrate your ‘points’ by long anecdotes and accounts of personal experiences”, we simply didn’t do that anymore?

What if we all became more conscious of the time of others that we use up in the pursuit of ancient but no longer purposeful traditions? And what if we all committed to stopping doing this and trying something more respectful instead?

That we have moved many millions of university students to profoundly different ways of learning, teaching and assessment, and created new and efficient ways to consider and govern effectively with academic integrity apparently intact, tells us that anything is possible in the university sector.

When we finally emerge from COVID-19, the world will be a different place and human contact will be more deeply appreciated in many ways. Why don’t we try to respect that contact in our universities by not wasting each other’s talent, goodwill and time any further?

Marcia Devlin is a Fellow of SRHE and former Senior Deputy Vice-Chancellor, now Adjunct Professor at Victoria University in Melbourne, Australia. An earlier version of this article appeared in Campus Review.


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Reimagining higher education in the post-pandemic world

by Anastasia Olga Tzirides, Mary Kalantzis and Bill Cope

Anastasia Olga Tzirides
Mary Kalantzis

Bill Cope

This is one of a series of position statements developed following a conference on ‘Building the Post-Pandemic University’, organised on 15 September 2020 by SRHE member Mark Carrigan (Cambridge) and colleagues. The position statements are being posted as blogs by SRHE but can also be found on The Post-Pandemic University’s excellent and ever-expanding website. This statement can be found here.

The COVID-19 pandemic led higher education institutions to rethink the way that instruction can occur under the newly established circumstances. Many universities in the US and around the world have resumed instruction in hybrid format that is based to face-to-face instruction, coupled with online portions. In the case both of fully remote and hybrid learning, the gold-standard for learning remains traditional face-to-face, where online is modelled on the pedagogical processes and instructional artefacts of face-to-face. In this post, we are presenting the main characteristics of a hybrid format in a big US Mid-Western University and we are providing five ways that could transform it to a completely online format. Not only would this address the current needs set by the COVID-19 crisis; it would also change the concept of higher education by addressing in new ways the needs and the characteristics of contemporary students.

In the selected case of the University of Illinois in Urbana-Champaign, given that the health safety circumstances would allow it, the hybrid format of instruction was chosen, considering the significant value of the residential experience for the growth and development of undergraduate students, the training and advancement of graduate students and the production of new knowledge and research.

For the modified on-campus delivery format, the administrators of this institution had to rethink classroom capacities, to accommodate less than 50 students, and better utilisation of the spaces in order to aim for safe instruction with social distancing. They also had to re-evaluate time schedules, by taking advantage of irregular times (eg Friday evenings) and days (eg Saturdays), as well as passing periods, between the start and the end of classes. Online sections were an inevitable addition to the courses, as most lectures would be delivered online and the discussion parts were aimed to be face-to-face. Moreover, the administrators re-structured the calendar of the 2020-2021 academic year, ending the semester remotely to minimize the returns of students on campus after break periods. In the area of course development, instructors were provided with professional development training in order to develop new course modalities deploying different techniques and approaches to online education.

As it can be understood, this is an example where the institution selected to use online education as supplementary to face-to-face by trying to migrate their traditional practices online without really taking advantage of the possibilities that online education can offer. We argue that online can be completely different, and with the right tools, potentially superior to in-person teaching. To reap the benefits of online learning, we need to abandon the current generation educational technologies—systems and processes that mostly do little more than reverse-engineer traditional classrooms. At the University of Illinois, we’ve been researching the transformation of in-person learning and developing and testing online learning solutions (Montebello et al, 2018;  Cope, Kalantzis and Searsmith, 2020)

Here are five reasons why we choose to teach online and why we would never choose to teach in-person again.

1. Scale Up Higher Education and Scale Down Its Costs

In order to make higher education available to all, even workers and people with domestic caring responsibilities, we need to reduce the costs of teaching and learning, by providing access to it without the necessity for the student to leave their communities and homes. This can only be achieved with online education as a thoroughly renovated version of distance learning, which would be affordable to people from all social and economic conditions.

2. Develop Pedagogies of Social Knowledge and Collaborative Intelligence

In-person instruction is considered so valuable by its supporters, due to the element of human interaction. Nevertheless, in lecture theatres we hardly ever see interaction among students and even in classroom discussions, only one person is talking, and the rest have to listen. On the other side, with online learning and specifically with simple video lectures that contain prompts, students can engage in synchronous or asynchronous interactions below the videos in the platform used. Therefore, every student can comment and be part of the classroom discussion in this format. Moreover, learning analytics can track every learner’s engagement and this format is simply a far superior communication and pedagogical architecture than traditional in-person classroom interactions.

3. Create Pedagogies of Intense Engagement

In traditional models, learners are knowledge consumers and they demonstrate the acquired knowledge though end-of-course, summative assessments. In online learning architectures, it is possible to position learners as knowledge producers and co-contributors to knowledge communities. A simple way to do this is to have students research and make posts into the class activity stream that exemplify themes prompted by instructors. Another is to create peer-reviewed projects, where interim feedback in the knowledge production process comes from multiple perspectives: peer, instructor and machine feedback. Then projects can be published and shared by the instructor to the community as collective knowledge. Embedded, on-the-fly formative assessments can track community engagement and personal progress (Haniya et al, 2020). An example: in one of our recent 8-week courses with 54 students, using our CGScholar platform there were 14,500 pieces of actionable feedback on 3.3m datapoints, giving students and instructors a far richer and more reliable picture of learning than ever possible with a traditional test.

4. Focus on Higher Order Thinking

In the current world, the digital devices that we use everyday function as cognitive prostheses. They remember things for us, and they can provide us with a vast amount of knowledge that we don’t have to remember. So, the foundational objectives of education change. In reality, learning should be about careful navigation of at-hand knowledge resources and appropriate application of machine-supported procedures. Thus, the goal of education should be higher order thinking, including critical, creative and design thinking. Online environments can uniquely achieve this, by leveraging collaborative knowledge processes. Instead of individual minds, the social mind is acknowledged in the provenance of knowledge and the collaborative contributions of peers in the learning process. Artificial intelligence can track and offer suggestions on the basis of what we term “complex epistemic performance”. Machine learning works synergistically with human learning.

5. Lifelong and Lifewide Learning

Online learning, by contrast to the monastic origins of the residential experience of university and college education, can be embedded in the real world. It can be continuous, lasting for as long as life and stretching as wide as social and personal needs. The students in our online courses are in the world, contributing as partners in our knowledge communities and testing live in real-world contexts, the new things they have learned in our classes.

We argue that online instruction can be completely different, and with the right tools, it can potentially be superior to in-person teaching. The real problem is that none of the commercial or open source learning management systems can do what we have just outlined (check here for a comparison of the most popular learning management systems). Thus, in this time of crisis, we must seize the day and imagine a different future for higher education, by abandoning the back-to-the-future learning management systems and looking for or designing alternatives that address the future of education. With focused investment in people and technology we can renew and revitalize our pedagogical and social values. If nothing else, this crisis should lead to that.

Anastasia-Olga (Olnancy) Tzirides is a PhD candidate in the Learning Design and Leadership Program at University of Illinois, Urbana-Champaign. Her research focuses on exploring the potential of using digital technologies and Artificial Intelligence combined with a multimodal and translanguaging approach to language learning. Currently, she is as a teaching assistant for online graduate courses in the Learning Design and Leadership Program at the College of Education. In the past, she has worked as a graduate assistant designing online courses for the International Studies Program at the College of Education and as an instructor at the Modern Greek Studies program at the University of Illinois Urbana-Champaign. Anastasia-Olga holds a master’s degree in “Teaching of Multilingualism and Linguistic Policies: Language and Culture Dissemination in Multilingual Settings” from the Aristotle University of Thessaloniki, Greece and Université du Maine, France, and a bachelor’s degree in Elementary Education from the Aristotle University of Thessaloniki, Greece.  

 Mary Kalantzis is a Professor in the Department of Education Policy, Organization & Leadership, University of Illinois, Urbana-Champaign. She was from 2006 to 2016 Dean of the College of Education at the University of Illinois, Urbana-Champaign. Before this, she was Dean of the Faculty of Education, Language and Community Services at RMIT University, Melbourne, Australia, and President of the Australian Council of Deans of Education. With Bill Cope, she has co-authored or co-edited: New Learning: Elements of a Science of Education, Cambridge University Press, 2008 (2nd edition, 2012); Ubiquitous Learning, University of Illinois Press, 2009; Towards a Semantic Web: Connecting Knowledge in Academic Research, Elsevier, 2009; Literacies, Cambridge University Press 2012 (2nd edition, 2016); A Pedagogy of Multiliteracies, Palgrave, 2016; and e-Learning Ecologies, Routledge, 2017.

Bill Cope is a Professor in the Department of Education Policy, Organization & Leadership, University of Illinois, Urbana-Champaign. His research interests include theories and practices of pedagogy, cultural and linguistic diversity, and new technologies of representation and communication. His and Mary Kalantzis’ recent research has focused on the development of digital writing and assessment technologies, with the support of a number of major grants from the US Department of Education, the Bill and Melinda Gates Foundation and the National Science Foundation. The result has been the CGScholar multimodal writing and assessment environment.


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The creepy university: professorial zombies and Zoom zombies

by Jeremy Hunsinger

This is one of a series of position statements developed following a conference on ‘Building the Post-Pandemic University’, organised on 15 September 2020 by SRHE member Mark Carrigan (Cambridge) and colleagues. The position statements are being posted as blogs by SRHE but can also be found on The Post-Pandemic University’s excellent and ever-expanding website. The author’s statement can be found here.

It is no longer our classrooms as creepy treehouses, but our universities have become creepy.  This paper argues that in the post-pandemic, we are faced with the creepy university.  The new normal of medical surveillance, social surveillance, involuntary publicity, and worse, combined with imposed technological choices and related issues, transforms and expands the creepy treehouse phenomena to encompass the whole university.  The post-pandemic university is creepy. Beyond that level of creepy, it is surrounded by various zombies perpetuating its creepiness. 

Contemporary ‘neoliberal’ universities in the post-pandemic are a shambling, groaning mess of dead bureaucratic impetus driven by the pandemic institution’s expired demands. The trajectories of the pandemic shamble onward through the action and inaction of non-faculty governance. Combined with that is the zombified information of dead lectures with their im/precise and de/contextualised knowledge published to various media sites by universities, professors, and students alike. They are the life of the occasionally found document, speaking their situated pandemic knowledges only when stumbled-upon. The post-pandemic university is full of mobilized knowledge that is perpetually escaping through a spectrum of fantastically good to fantastically horrible possibilities. As such, creepiness exudes, choices forced, choices unforced, have remade elements of the university outside of itself, dragging along as part of its new zombified self. 

A creepy treehouse is when a faculty member chooses a technology they prefer because of their history with it and forces the students, against their comfort, to use that technology in the classroom. The technology almost always has elements that creep the students out, such as invasions of privacy, surveillance, cultural difference, or otherwise. The creepy university is the future of the university. 

It is evidenced by the pervasiveness of the pedagogical form of life we find in our digital university environments, especially in Zoom environments. The Zoom Zombie, a person who is there, but not there; there is only the appearance of presence.  Zoom has become the killer app of the university’s remote administration, and shortly after it; it was introduced as the killer app of online lecturing.  Anyone who has participated in enough classrooms has seen classroom zombies, students who are completely turned off.  Similarly, Zoom zombies are prevalent both in online Zoom classrooms and in other meetings. The manifestation of this human response as not being ‘there’ in the face-to-face classroom has been extended to not be there in zoom meetings.

Nevertheless, Zoom Zombies are not the only elements of zombification of the university.  Neoliberal zombies are present along with their professional representatives.  But that is another argument. I want to present a few other forms of zombies. One is the professorial zombie, the professor or instructor who is physically and mentally exhausted, overburdened with their increasingly excessive responsibilities such that their capacity to act beyond the minimum necessary is limited. Their passion has waned, as has their reasoning combined with their capacity to perform their job due to increased workload and stress. The professorial zombies’ numbers are increasing, and they are not increasing equitably or fairly.  As one would expect, this zombification affects some minorities much more than others, and with that zombification, an increasing number of faculty are lost. Zombified faculty exist; you probably meet them every day. They learned to blend in, to hide their zombified state long ago, likely in graduate school.

Another type of zombification mentioned above briefly is the lesson or teaching period as zombified knowledge.  The knowledge produced and shared by the faculty is usually distributed online, out there and dead, but alive.  It might be outdated, it might have errors, it might be well done or not well done, it might be produced by the university, by the faculty member, or recorded by the students, but in any case, this knowledge is on the internet available for people to use and see.  Zombified knowledge almost certainly exists out of the context of the whole course.  It certainly exists outside of the maintenance and correction by the professor in the course. It is knowledge mobilized, not autonomously but by the public who find it, learn it and use it. It represents the university, much as the faculty member is some representation of the university. 

Teaching, as almost everyone knows, is a performance that relies on its audience for feedback. When we consider the zombies defined above, we can quickly see that the form of online education became creepy long ago. The university is full of zombies, and the zombies are creeping along stuck in their modes of existence, unable to do anything but what the zombie has done. This situation creates the creepy university, the post-pandemic university because it will take years to recover from the pandemic. It will follow many faculty until they retire, stories will linger even after all of the retirements, and the university’s relations to its members will never be the same. The post-pandemic university is one of overwork, surveillance, bureaucratization, automation, and in each of those a lack of consent by those participating in the form.

As more people are forced to participate in more uncomfortable and creepy experiences, more people become zombies. The professor becomes a face on a screen, perhaps a recording, the students are becoming a recording, or otherwise performing as a recording, a zombie. The online university needs to reconsider technological choice and inclusion more deeply to avoid becoming a creepy university full of zombies.

Jeremy Hunsinger is an Associate Professor of Communication Studies at Wilfrid Laurier University.  His research is in critical internet studies and the politics of knowledge. He has been teaching university students online and off for over twenty years.


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Staff experiences of the rapid move online: challenges and opportunities

by Eileen Kennedy and Allison Littlejohn

This is one of a series of position statements developed following a conference on ‘Building the Post-Pandemic University’, organised on 15 September 2020 by SRHE member Mark Carrigan (Cambridge) and colleagues. The position statements are being posted as blogs by SRHE but can also be found on The Post-Pandemic University’s excellent and ever-expanding website. The authors’ statement can be found here.

The COVID-19 pandemic has necessitated major changes to research, teaching and professional working in Universities. In the UK more generally, there was surprise at the degree of public support for lockdown, and the Prime Minister’s directive to “join together” to beat the virus. Commentators have observed, however, that despite the constant suggestions that we are all in this together, the pandemic has affected people very differently. For example, the UN has observed that while the virus may not discriminate, but the impacts on individuals certainly do

We wanted to investigate how far this picture of uneven impacts may be affecting university staff. So, to capture staff experiences as they changed how they worked during this period, we launched a programme of research at UCL which involved a series of staff surveys and follow up interviews, Moving to Online Teaching and Homeworking (MOTH). This research was led by Allison Littlejohn with Martin Oliver, Lesley Gourlay, Eileen Kennedy, Tim Neumann, Kit Logan, John Potter and Jennifer Rode. Our aim was to understand how the crisis might be exacerbating pre-existing structural inequalities that impact adversely on staff, as well as posing challenges and opportunities for teaching and research.

We had 421 responses to our initial survey, which included asking about the challenges and opportunities of the shift to online teaching and researching at home. We also asked participants to share images that they considered communicated their experience. We sent out follow up surveys throughout the summer, and invited 32 participants to take part in in-depth interviews to explain their responses in more depth. 

What the findings showed us quite clearly was that the impact on staff was not the same for everybody.  Although respondents who identified as men and women reported caring responsibilities, caring appeared to manifest differently. Women found it more difficult to focus on research because of the caring labour they were doing – caring for children and adult dependents, for students, for colleagues. These activities lead to reduced time for research and to publish research papers with potential consequences for long-term career progression. 

Staff with physical and/or mental health challenges – either pre-existing or as a result of the pandemic – also experienced the lockdown differently, with reports of headaches, eyestrain, aching back, shoulders or wrists health impacts from 7.7% of survey respondents. Those with more space were more positive about the move than those with fewer rooms to work in, and staff on fixed term contracts experienced anxiety about the impact of the pandemic on their careers. 

The research we conducted showed very clearly that University staff experience is not uniform. This is an important message to those making decisions about how to support staff at universities during this crisis and beyond.

As for the move to teaching online, once again, experiences greatly differed. A slightly higher number rated their feelings as positive or very positive than those who rated their feelings as negative or very negative. Most people, nearly 40%, were undecided. A number of themes emerged, however. In terms of the challenges they described, the biggest issue were the lack of interaction and engagement with students online, technology problems, time and resource demands and the need for professional development. 

It became apparent from the survey that the most reported challenges that concerned teaching involved using live video systems like Teams or Blackboard Collaborate, and the key problem was the lack of visual cues, impacting interaction and engagement from students. This made online teaching more difficult and stressful for staff. This was borne out in the interviews. Staff said that students would not switch their cameras on,  “so, I was talking to a picture of myself on the screen” (interview participant). Staff really missed the energy from students they were used to in traditional teaching, and without this teaching online was stressful and exhausting. What made the difference for those staff who were more positive about online was prior experience. Those participants were also much happier with student engagement, and saw the move online as an opportunity presented by the pandemic.

“I feel positive about the probability that one of the outcomes of the COVID crisis will be more widespread general understanding about productive ways to use technology to support learning, not least among academics, but also, I hope, among education administrators and managers” (survey participant).

This research has given us insights into how university staff have experienced the pandemic. But it has told us more than that. A defining feature of the data was the central role that emotions played in every aspect of the move to online teaching and homeworking. Participants regularly described their anxieties about colleagues and students, the extra time they were putting into tutorials,  pastoral  care for students who experienced extra difficulties during the crisis and the impact this was having on themselves. This has led us to revisit the theme of emotional labour in teaching, and how we can make sense of the care that participants show in digital education. This is an aspect of online teaching that is seldom discussed. Our question, therefore, is what is the role of technology and the move to online and home working in supporting the caring labour of University staff?

Dr Eileen Kennedy is a Senior Research Associate based at UCL Knowledge Lab, UCL Institute of Education. Her research focuses on ways of enhancing and sharing practice in online and blended learning. Eileen works with two ESRC-funded research centres: the Centre for Global Higher Education (CGHE) and the RELIEF Centre. With CGHE, Eileen is exploring the transformative potential of digital technologies for higher education. With RELIEF, Eileen is researching ways of using digital education (particularly in the form of MOOCs) to build inclusive prosperity in the contexts of mass displacement.

Professor Allison Littlejohn is Director of UCL Knowledge Lab, UCL Institute of Education. Allison works in the field in Education, specialising in Digital Higher Education. Her expertise is in applying learning theories to complex interventions for professional learning that capitalise on digital technologies. The context of her research spans the energy, health, finance, education, and international development sectors across various countries.


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The post-pandemic panopticon? Critical questions for facial recognition technology in higher education

by Stefanie Demetriades, Jillian Kwong, Ali Rachel Pearl, Noy Thrupkaew, Colin Maclay and Jef Pearlman

This is one of a series of position statements developed following a conference on ‘Building the Post-Pandemic University’, organised on 15 September 2020 by SRHE member Mark Carrigan (Cambridge) and colleagues. The position statements are being posted as blogs by SRHE but can also be found on The Post-Pandemic University’s excellent and ever-expanding website. The authors’ statement can be found here.

The COVID-19 pandemic is vastly accelerating technology adoption in higher education as universities scramble to adapt to the sudden upheaval of academic life. With the tidal shift to online learning and increased pressure to control physical movement on campus, the use of surveillance technology for campus security and classroom monitoring may be particularly appealing. Surveillance methods of varying technological sophistication have long been implemented and normalized in educational settings, from hallway monitors and students IDs to CCTV and automated attendance and exam proctoring. Facial recognition (FR) technology, however, represents a fundamentally new frontier with regard to its capacity for mass surveillance. These increasingly sophisticated tools offer a veneer of control and efficiency in their promise to pluck individuals out of a mass of data and assign categories of identity, behaviour, and risk. 

As these systems continue to expand rapidly into new realms and unanticipated applications, however, critical questions of impact, risk, security, and efficacy are often left under-examined by administrators and key decision-makers, even as there is growing pressure from activists, lawmakers, and corporations to evaluate and regulate FR. Not only are there well-documented concerns related to accuracy, efficacy, and privacy, most alarmingly, these FR “solutions” largely come at the expense of historically marginalized members of the campus community, particularly Black and Indigenous people and other people of colour who already disproportionately bear the greatest risks and burdens of surveillance. 

Drawing on a range of scholarship, journalism, technology and policy sources, this project identifies known issues and key categories of concern related to the use and impact of FR and its adjacencies. We offer an overview of their contours with the aim of supporting university administrators and other decision-makers to better understand the potential implications for their communities and conduct a robust exploration of the associated policy and technology considerations before them now and over time.

Extending beyond their educational mandate, universities bear significant power to influence our collective future through the students they prepare, the insights they generate, and the way they behave. In light of this unique dual role of both academic and civic leadership, we must begin by recognizing the reality of deeply rooted systemic racism and injustice that are exacerbated by surveillance technologies like FR. Even in seemingly straightforward interventions using stable technologies, adoption interacts with existing systems, policies, communities, cultures and more to generate complexities and unintended consequences. 

In the case of facial recognition, algorithmic bias is well documented, with significant consequences for racial injustice in particular. Facial recognition as a tool perpetuates long-existing systems of racial inequality and state-sanctioned violence against Black and Indigenous people and other people of color, who are historically over-surveilled, over-policed, and over-criminalized. Other marginalized and vulnerable communities, including migrants and refugees, are also put at risk in highly surveilled spaces. Notably, facial recognition algorithms are primarily trained on and programmed by white men, and consequently have five to ten times higher misidentification rates for the faces of Black women (and other racially minoritized groups) than white men. The dangers of such inaccuracies are epitomized in recent examples of black men in Detroit being wrongfully arrested as a result of misidentification through FR algorithms.

With such substantial concerns around racial and social justice weighing heavily, the question then arises: Do the assumed or promised benefits of FR for universities warrant its use? We recognize that universities have legitimate interests and responsibilities to protect the safety of their students and community, ensure secure access to resources, and facilitate equitable academic assessment. Certainly, FR tools are aggressively marketed to universities as offering automated solutions to these challenges. Empirical evidence for these claims, however, proves insufficient or murky – and indeed, often indicates that the use of FR may ultimately contradict or undermine the very goals and interests that universities may be pursuing in its implementation.

With regard to security, for instance, the efficacy of FR technology remains largely untested and unproven. Even as private companies push facial recognition as a means to prevent major crises such as school shootings, there is little evidence that such systems could have prevented past incidents. Studies of other video surveillance systems, such as closed-circuit television (CCTV), have also found little effect on campus safety, and extensive research on school security measures more broadly likewise challenges assumptions that increased surveillance materially improves safety.

As to FR’s advantages for monitoring learning and assessment, researchers have found that an overreliance on standardized visual cues of engagement—precisely the kinds of indicators FR depends on—can be ineffective or even detrimental, and there is further evidence that excessive surveillance can erode the environment of trust and cooperation that is crucial to healthy learning environments and positive student outcomes.

Significantly, the adoption of these technologies is unfolding in a context in which institutional capacity to manage digital security risks and privacy concerns is already strained. Indeed, the recent shift to online learning with COVID-19 exposed many of these vulnerabilities and shortfalls in both planning and capacity, as in, for instance, the unanticipated phenomenon of Zoombombing and widespread privacy and security concerns with the platform. In the case of FR, the high level of technical complexity and rapid pace of development make it all the more challenging for security measures and privacy policies to keep pace with the latest applications, risks, and potential liabilities. Furthermore, the systems and processes underlying FR technologies are extraordinarily opaque and complex, and administrations may not have the sufficient information to make informed decisions, particularly when relying on third party vendors whose data policies may be unclear, unstable, or insufficient.

The pandemic has ruptured the business-as-usual experience of campus life. In doing so, it impels a painful but necessary moment of reflection about the systems we are adopting into our educational landscape in the name of security and efficiency. In this moment of crisis, higher education has a collective opportunity – and, we argue, civic responsibility – to challenge the historical injustice and inherent inequalities that underlie the implementation of facial recognition in university spaces and build a more just post-pandemic university. 

Stefanie Demetriades (PhD, USC Annenberg) studies media, culture, and society, with a focus on cultural processes of meaning making around complex social problems.

Jillian Kwong is a PhD Candidate at the USC Annenberg School for Communication studying the evolving complexities tied to the ethical use, collection, and treatment of personal data in the workplace.

Ali Rachel Pearl teaches writing, literature, and cultural studies as a Postdoctoral Fellow in USC’s Dornsife Undergraduate Honors Program.

Noy Thrupkaew is an independent journalist who writes for publications including The New York Times, The Washington Post, and Reveal Radio.

Colin Maclay is a research professor of Communication and executive director of the Annenberg Innovation Lab at USC.

Jef Pearlman is a Clinical Assistant Professor of Law and Director of the Intellectual Property & Technology Law Clinic at USC.


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From corona crisis management to ‘new normal’ – a Danish university educational perspective

by Helle Mathiasen

This is one of a series of position statements developed following a conference on ‘Building the Post-Pandemic University’, organised on 15 September 2020 by SRHE member Mark Carrigan (Cambridge) and colleagues. The position statements are being posted as blogs by SRHE but can also be found on The Post-Pandemic University’s excellent and ever-expanding website. The statement by Helle Mathiasen can be found here.

This year, in many ways, we have all become richer with the transition of campus-based teaching to online teaching. However, it has also been a challenge for most educators and students, as explained in The evaluation of online teaching in Spring 2020 (published in Danish on 18 September 2020, to be translated to English this Autumn). Much of traditional teaching had to be quickly changed, which often resulted in digitalisation of the regular campus-based teaching without regard to the changing conditions of communication.

This type of teaching was called emergency teaching, which is important to keep in mind when planning and implementing teaching in coming semesters. Going forward, the path from emergency education to a ‘new normal’ needs to be critically and reflexively explored. There was rarely time among educators to reflect critically on the didactic choices they made in haste. The teaching had to be provided immediately but now we need to take time to reflect on our decisions, since Autumn teaching is already organized and currently being implemented. It may still be in a ‘state’ of ‘crisis’, but it is important that the solutions planned and implemented this Spring may not necessarily be able to draw the ‘new normal’. Surveys about students’ experiences of ‘emergency teaching’ tell about serious consequences, which result in low motivation, great frustration and explicit need for more interaction. 

Management is aware of the challenges posed by the digital transformation from technical, organizational, educational and strategic perspectives. 

Using a communication theoretical approach, we can open up an important discussion, focusing on the communicative possibilities when we are physically present (f2f) compared with net-mediated communication in its broadest sense. There are, so to speak, more communicative connectivity options compared to net-mediated communication, both with synchronous and asynchronous communication. Teaching is in this theoretical frame defined as a specific form of communication, whose underlying intention is to effect change by the students, who direct their attention toward the communication. It is the engineered context which brings about the possibility for the activation/ continuation of learning processes, hence knowledge construction. 

Together with the communicative perspective related to teaching, we can discuss the concept of ‘good teaching’. By good teaching we mean teaching in the presented theoretical framework, where students and educators have the opportunity to communicate. That is, both ways, and not just one-way communication. It is thus about focusing on the social dimension through communication (dialogue, plenary/group discussions). It is about providing the opportunity for social sparring and reflection – and the opportunity to ‘check’ one’s professionalism with fellow students and educators. It is about being able to immerse oneself professionally and actively participate in the social community. Being with others on campus is part of student identity building and their development towards professional people.

Increased online learning risks instrumentalising teaching to reduce it to a more or less rigid template, where time and activities are set and spontaneous discussions are tight. This may mean that the development of independence, autonomy, co-determination skills and academic bildung are given more difficult conditions in which to develop. We must pay close attention to when online teaching is more often suited to more factual knowledge and the lowest taxonomic levels, where to reach the higher levels of analysis, synthesis and creativity as well as deeper professional discussions, it is more difficult to get it to work online.

We need to think about what is teaching quality and use the knowledge/research that is in the field – so that we can offer students a variety of teaching and learning environments that provide students with the best conditions to learn what is required according to curricula. That may include online teaching, but in a critical reflective format and not with an approach where emergency teaching becomes the ‘new normal’. The digital tools and platforms are important to have access to, but indeed not enough. The attention for a didactical part is crucial, when redesigning courses into online environments and mixed f2f and online teaching environments. It requires renewed concrete attention to support the educators’ didactic development. It also requires support for students and educators when it comes to developing the opportunities for unfolding communication and knowledge sharing.

This is an invitation to discuss the communicative and educational perspective on the currently developmental digital transformation.

Helle Mathiasen is professor at the University of Copenhagen, Department of Science Education, Denmark. Her primary research interest lies currently within the field of communication forums: internet and computer-mediated, various forms of face-to-face communication forums as well as hybrid forms. This field is joined with the concepts of learning, teaching, pedagogy and didactics. The current focus of her research is on the themes of the organisation of teaching, communication environments, and learning perspectives


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From money to the market: the transformation of the Strategic Plan

by GR Evans

Speaking on a Topic for Discussion, a draft of Oxford’s Strategic Plan for 2013-8, Shearer West, then Head of Humanities, spoke as a woman with experience of strategic plans. She had “been involved” with their “development” in other places. She wanted to see the new Strategy “regularly revisited and subject to adjustment as times change”. As to its content, she spoke as a pragmatist. “Oxford academics rightly pride themselves on elegant and incisive writing”, she said, but “a strategic plan will certainly never win a prize for inspiring prose, because it is an operational document”.

The Strategic Plans of Britain’s universities may have begun on that practical and unpretentious assumption, but they have evolved into glamorous presentations designed to market their universities to prospective students and benefactors as well as to offer assurance that they are well run and not in financial difficulties. As headlines announce that a dozen universities may now be at risk of financial collapse it is a topical question whether this is a desirable trend. The Institute of Fiscal Studies’ Briefing Note provides a table. Yet universities which may fall into the category of the financially vulnerable have Strategic Plans as confident and optimistic as those far higher in the league-tables. The University of Sunderland, reported by THE in January as facing a ‘challenging financial environment’ and closing courses, has a Plan for 2020-2025 presenting it in visually exciting terms and glowing wording as ‘a twenty-first century global university’.

The principal reason at first for requiring universities to have Strategic Plans was ‘operational’. They began as a device to ensure they took long term financial planning seriously and to facilitate monitoring of their use of the public funding of higher education. They became a requirement for universities when the Further and Higher Education Act 1992 created the Higher Education Funding Councils, replacing the short-lived single Universities Funding Council. For nearly a century until it was abolished in 1989 public money for university higher education been distributed through the University Grants Committee.

Although the new Councils were intended to act as buffers betwee Government control and the allocaton of block grants of public funding, the Government nevertheless gained closer control of the spending, for each year the Minister send a letter of guidance and instruction. The Councils’ Financial Memoranda required universities to give an accurate account of their finances as a condition of funding.

In 1997 the Dearing Report took it for granted that:

institutions share their strategic plans, including an estates strategy, with the three Higher Education Funding Councils; and the financial memoranda require institutions to secure value for money in the use of their assets and to follow a maintenance plan for their estates.

The Higher Education Funding Council for England was by now duly receiving and analysing these plans. In 2000 it published a guide for heads of institutions, senior managers and members of governing bodies, Strategic planning in higher education.

The call for such plans was reinforced in 2003 the White Paper, The future of higher education. The intention was to ask HEFCE to

look at how funding for departments with lower ratings under the existing system can be related to potential to progress further, and linked to good planning for future improvement.

HEFCE felt it had to set an example. Introducing its own internal Strategic Plan 2003-8 its then CEO, Howard Newby, said:

We hope that our colleagues in universities and colleges, for their part, will find in our plan a secure and practical framework for their own planning and activities throughout and beyond the planning period. We look forward to working with them to ensure that national policies and our strategy are put fully into effect, and to support and maintain a national HE system working consistently to international standards of excellence.

However, in 2017 the Higher Education and Research Act replaced HEFCE with the Office for Students and the Financial Memorandum requirement disappeared. The other parts of the UK have made their own arrangements under devolved powers. The Scottish Funding Council funds further as well as higher education and in 2020 it requires each college and university to have an Outcome Agreement in line with both ‘ministerial priorities and the SFC’s own ‘strategic framework’. It explains their purpose:

Outcome Agreements articulate how institutions provide an education that best meets the changing social and economic needs of their regions, reflecting a changing and increasingly diverse profile of students. They are an important part of the framework in which we ensure that institutions make best use of public funds and exercise good governance.

The Higher Education Funding Council for Wales published a Corporate Strategy (2017-20) setting out its strategy for ‘delivery of the Welsh Government’s priorities for higher education’, as ‘informed by our annual remit letter’. It promised to: Monitor the financial sustainability of HE providers, and the organisation and management of their financial affairs, with particular reference to the requirements of our Financial Management Code. Northern Ireland’s Government funds its universities directly through the Department for the Economy without the intervention of a Funding Council.

On 9 September 2020 the Office for Students published its Guidance for providers for the financial monitory returns. It requires an Annual Financial Return with ‘workbook’ and commentary’, and in the case of relative newcomers to higher education provision, a Business Plan. It has a Strategy (2018-21) of its own but it does not seem to see it as a regulatory essential for a university to have one.

Nevertheless, it has become a continuing custom for universities to publish their Strategy or Strategic Plan. Such Plans have broadened far beyond the endeavour to assure funding councils and government that they had their finances in good order and are spending public money appropriately and to good effect. They are unlikely to mention their finances except to invite donations. They now tend to include Visions and Missions, often dividing their content into small pieces for easy consumption. They offer photographic and even video illustrations . In its interim ‘refresh’ of its current Plan Delivering Impact for Society, our Strategic Plan 2016, Edinburgh points to developments so far and a video to watch for ‘a short summary of the values, strategic priorities and aspirations of the new draft plan’.

The transformation of a vehicle for reporting financial soundness to a public relations and marketing opportunity in which the plain truth is edited for frankly presentational purposes should surely sit uncomfortably with the purposes of a university.

SRHE member GR Evans is Emeritus Professor of Medieval Theology and Intellectual History in the University of Cambridge, and served as CEO of the Independent Dispute Resolution Advisory Service for HE.


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Time to take the issue of China into our hands

by Paul Temple

Before it was transferred to The British Museum in 2009, the Percival David collection of Chinese porcelain was displayed in one of the Bloomsbury houses of the University of London, on the corner of Gordon Square. I once asked the SOAS curator for an idea of how important the collection was: he considered for a moment and then said that the only comparable one was in the Summer Palace in Beijing.

I thought about this when reading the recent HEPI report, UK Universities and China, which, perhaps naturally enough, is located in the here-and-now in terms of Sino-British university relations. But we should recall that China has been on the agenda for British universities from at least the late nineteenth-century, with SOAS’s predecessor, the School of Oriental Studies, being founded in 1916.

What new insights on this long-standing relationship does this HEPI collection of essays offer? It almost seems as if the editor provided his authors with a template for their chapters on the lines of:

  1. Remind readers of China’s growing global importance economically and in scientific research.
  2. Mention China’s ancient cultural traditions; more recently, changes within China from the 1980s gave some cause for optimism.
  3. Unfortunately though, Xi Jinping has not turned out to be the enlightened social democratic leader we had hoped for.
  4. In particular, nasty things seem to be happening in Xinjiang, and Hong Kong’s future doesn’t look too bright either.
  5. Meanwhile, many western universities have allowed themselves to become dependent on Chinese money: who knew?
  6. Even so, we must defend our academic values of free speech and fearless investigation, even at the cost of upsetting President Xi.
  7. Problem is, how to reconcile (5) and (6): no easy answers – or actually answers of any sort.
  8. So UK universities maybe need to develop a common strategy towards China. No, seriously.

Does this list – which is of course completely unfair to the authors involved – depress you as much as it depresses me? The essential tension that underlies most of the chapters is that between (5) and (6) in my list – acknowledged more by some authors than others. How have we got ourselves into this situation?

In an SRHE blog of mine which appeared in December 2019, I charted the way public policies in Britain had shifted in the post-war decades from central planning models – whether in utilities, transport, health, education at all levels, and more – to market-based models. Our present “China syndrome” in universities is a direct result of this policy shift: British governments and universities have created the problem – it is not simply because of the global geopolitical changes described by several of the authors here.

It is noteworthy that all the authors in the HEPI study appear to take it for granted that UK universities (actually, the chapter on Australian universities by Salvatore Babones paints an even more concerning picture of the situation there) must receive income from Chinese student fees to survive. But it wasn’t like this once, and doesn’t have to be like it now. This is a recent development: if say twenty years ago you had predicted that British university teachers would soon routinely be lecturing to majority-Chinese classes of maybe a hundred students, people would have thought you were crazy. This situation has arisen entirely because universities were instructed by successive governments to behave as if they were commercial entities, seeking to maximise income from all possible sources, seemingly regardless of the risks involved.

When universities and the then polytechnics were funded through central planning models they did of course admit students from abroad, but in limited numbers. There was no financial incentive to expand numbers, and the planning models assumed certain total student numbers that were funded from various public sources. In some places, international students were in effect funded partially by the host university, after the Thatcher government stopped public funding of their fees in 1980. The assumption until then was that Britain had a responsibility to help poorer countries by providing subsidised education to their nationals and that there would be long-term benefits all round as a result. I’m not arguing that this was a perfect model – simply that there are alternatives to the present arrangements, that once upon a time did actually work.

Don’t get me wrong: China is a fascinating place and I’ve been privileged to meet many Chinese academics in their own universities and to teach Chinese students in London. I’m all in favour of engagement with Chinese peoples and their cultures. But if the nature of British universities is going to change as a result of this engagement, then there should be a frank and open discussion about it. It should not be allowed to happen as if by accident.

SRHE member Paul Temple is Honorary Associate Professor, Centre for Higher Education Studies, UCL Institute of Education, University College London. See his latest paper ‘University spaces: Creating cité and place’, London Review of Education, 17 (2): 223–235 at https://doi.org/10.18546


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“What I wish I’d known” – academic leadership in the UK, lessons for the next generation

by Fiona Denney

This blogpost presents findings from a research project funded by the UK’s Leadership Foundation for Higher Education’s (LFHE) Innovation and Transformation Fund in 2015. 18 academics in leadership positions across 5 universities were interviewed about their leadership experiences and what they wished they had known before taking up their leadership posts. Eight key themes about the context within which they lead were identified. The themes are presented here along with a discussion of how this contributes to our understanding of the development of those who aspire to leadership positions in higher education.

Although much exists in the education literature and wider management and leadership literature about the qualities of “good” or “effective” leaders (Steffens et al, 2014) there is relatively little that considers the experience of leaders in the academic field (Peters and Ryan, 2015). Those in academic leadership positions are interesting to study because they have usually reached their leadership position as a result of being highly successful in their discipline area – particularly with regards to research – but not necessarily because they exhibit the characteristics or skills necessary for their leadership role. Research on the role that prestige plays in academic progression indicates clearly that esteem factors such as obtaining grants and publishing are important for progression to a leadership position, but that the role itself may require the individual then to prioritise other aspects which can cause identity conflict and dissatisfaction (Blackmore and Kandiko, 2011; Coate and Howson, 2016).

The themes from the study presented here have been developed into training materials which are freely available across the UK HEI sector here. The research provides an evidence base for focusing training and developing the next generation for the challenges of leadership ahead of them actually attaining a leadership position, and takes the literature beyond prestige factors to encompass the other aspects that aspiring leaders need to consider in their career.

The eight themes that emerged are divided into: Aspects that help career progression; Aspects of leadership that were found to be challenging; and, The “serendipity principle”

Aspects that Help Career Progression

Career Advancement and Planning

Developing and planning a career whilst still being open to unexpected opportunities were highlighted as important aspects of becoming a research leader. In particular, interviewees gave the following advice: learn about roles you are interested in and know the criteria for progression; take time to plan ahead; and, use appraisals to discuss and plan career development. Many of the interviewees did not have linear career paths and some had spent time in other sectors. They also suggested that personal values are factored into career planning. They talked about having a sense of a good ‘fit’ between themselves and the institutions they chose in their careers, concluding that the ‘best’ institution might not always be best for them.

Mentoring and Role Models

Interviewees mentioned the importance of mentoring and role models from two perspectives: reflections on the pivotal roles that effective mentors and role models had played in helping them to develop; and also the role for them, as leaders, to provide mentoring and to act as role models for the people that they lead. They also mentioned the role that informal mentoring can play and that mentors can be identified in a range of different settings.

Building Networks

The interviews revealed the importance of building and maintaining networks as a means of career progression as well as supporting networking activities for their own ECRs. They also acknowledged that social media are increasingly important for the new generation of researchers – although they didn’t always feel that they were the best equipped to advise on how to use it!

Building a Research Profile

All interviewees emphasised the importance of doing the “business” of research in order to progress with their career as research and academic leaders. There was no getting away from this core message – the markers of esteem, such as publishing papers, were key to progressing in their academic careers and, if anything, they felt that the pressure to publish is more intense now than when they started out.

Aspects of Leadership Found to be Challenging

Balancing Work and Life

Many of the leaders interviewed for this study commented on how important it was to put appropriate boundaries in place in their lives to stop work from consuming everything. They reflected on the steep learning curve that they encountered when they stepped into a leadership position and found that the workload increased exponentially. In particular, they emphasised that you can’t do everything and that prioritizing and not saying “yes” to everything were important skills to learn.

Impact of Culture and Environment

It was clear that interviewees perceived that academia has undergone considerable cultural and business change in recent decades and that this has consequences in terms of work-life balance, management, leadership and the balance of teaching and research. Interviewees suggested that the most significant shift has been towards a performance management style in combination with an increased emphasis on the importance of research and grant income.

Working with Others

All interviewees referred to the importance of working with other people to being able to achieve goals and lead well in an academic environment. There were a variety of contexts for this – networking, management, dealing with difficult people, meetings, giving feedback and the development of additional skills such as listening. What was clear in all of this is that academia is not a career option for people who want to work by themselves – working with others in a way that achieves things positively is a key aspect of working in today’s academy.

Challenges of Management and Leadership

It was clear from the interviews that being a leader in a UK university is likely to involve an element of management, and interviewees were responsible for managing people and finances, leading and developing strategy and policies and leading and managing their own research and teaching.  Common themes in the interviews included the challenges of managing and leading within a modern higher education environment, the complexity of meeting organisational goals, working with staff with differing contributions and motivations, and balancing administrative and mechanistic processes with the need to be innovative and creative in research.

Conclusions

“I think I ended up getting where I am through a lot of just hoping I’m doing it right.”

Through asking our interviewees what they wished they’d known before they started in a position of academic leadership, the study found a high level of uncertainty and a lack of knowledge about how to do key aspects of the leadership role. The common thread throughout the interviews was the concept that the leaders were relying on luck, trial and error or ‘serendipity’ to get things right as a leader. In future research, the role of serendipity is important to understand as it identifies key gaps in training and preparation for succession planning and it also raises the question of how much of leadership is due to good instincts and whether it can actually be taught – in line with trait and contingency theories of leadership.

Fiona Denney is a Professor in Business Education in the Brunel Business School at Brunel University. Between 2003 and 2019 she worked in academic staff and researcher development, including as Assistant Director of the Graduate School at King’s College London and heading the Brunel Educational Excellence Centre at Brunel University. Fiona is a member of the Executive Committee of the UK Council for Graduate Education, a Principal Fellow of the Higher Education Academy and a Fellow of the RSA. Her research interests are focused on academic leadership in modern universities. 

References

Blackmore, P, and Kandiko, CB (2011) ‘Motivation in academic life: a prestige economy’, Research in Post-Compulsory Education, 16(4), 399–411. https://doi.org/10.1080/13596748.2011.626971

Coate, K, and Howson, CK (2016) ‘Indicators of esteem: gender and prestige in academic work’, British Journal of Sociology of Education, 37(4), 567–585. https://doi.org/10.1080/01425692.2014.955082

Peters, K, and Ryan, M (2015) ‘Leading higher education: Higher Education Leadership and Management Survey (HELMs)

Steffens, NK, Haslam, SA, Reicher, SD, Platow, MJ, Fransen, K, Yang, J, Ryan, MK, Jetten, J, Peters, K, & Boen, F (2014) ‘Leadership as social identity management: Introducing the Identity Leadership Inventory (ILI) to assess and validate a four-dimensional model’, Leadership Quarterly, 25(5), 1001–1024 https://doi.org/10.1016/j.leaqua.2014.05.002

This is the fifth in a ‘virtual symposium’ series which began with Jane Creaton’s blog on 28 February 2020: Leadership in a Changing Landscape.


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Five reasons why rich people shouldn’t found universities

By Paul Temple

Some ‘alternative providers’ are the product of a rich person’s ambition to create something different or distinctive in the HE sector. But it doesn’t always work in the longer term…

1             Rich people expect to get their own way

Rich people – I mean seriously rich, not merely well-off – tend, in my limited experience, to want to have things their own way. Doing what other people suggested probably wasn’t how they became rich in the first place. So a university founded by someone like this will be planned the way they want it, with other ideas being pushed aside. (If the person had simply wanted to support higher education they could have become a benefactor of an existing university – as many rich people of course do – but they would then have had to fit in with how an established institution worked or risk having their money politely declined.) The founder’s ideas may have been quite sensible, perhaps even innovative, at the time of the university’s creation, but he or she will have been reluctant to adjust their views as time passed and the original conception became less attuned to contemporary realities. Universities need to be in states of constant evolution, while pretending that nothing has really changed: that is the secret of their longevity. A single founder, continuing to exercise at least a degree of control and certain of the correctness of their original “vision”, impedes this evolutionary process.

2             “How did you go bankrupt?” “Two ways. Gradually, then suddenly.” (Ernest Hemingway, The Sun Also Rises)

Having access to a seriously rich person’s cheque-book might seem like a dream come true to most university finance directors. But a kind of dependency culture develops if, whenever a financial problem arises, some more cash magically appears. The university comes to resemble an oil-rich sheikhdom, able to buy-off internal tensions without having actually to resolve them, and not having to bother much about external pressures. So the university business model appears on the face of it to be working, because of regular cash injections into the balance sheet. Difficult questions about the university’s priorities and how its future sustainability can be ensured don’t get asked seriously, let alone answered: the priority is to ensure that the founder is happy in order to keep the cheque-book open. Short-term imperatives obscure longer-term perspectives. The university gradually drifts further and further away from real sustainability – but…

3             Even the rich don’t live for ever (yet)

If the university had problems when the founder was alive, they can become much more intractable once they’re dead. However clear the founder thought his or her intentions were about supporting the university financially after their death, there will be others with their own claims to understand the founder’s “vision” and what should be done to protect it (see below). The magic cheque-book is suddenly not so open: it’s not that the money isn’t there, it’s just that, well, we maybe need to reflect a little on what the founder “really” wanted and how best to achieve the “vision” in the new circumstances. Someone involved in a “wishes from beyond the grave” discussion of this sort remarked that early Christianity must have been a little like this: “Speaking as someone who knew Jesus well, I can say that what He would have wanted is…”

4             “Let me tell you about the very rich. They are different from you and me.” (F Scott Fitzgerald, The Rich Boy)

You might perhaps think that your financial affairs are complicated because you have a couple of bank accounts, a few credit cards, a mortgage, and an ISA. The seriously rich, though, are surrounded by a horde of financial advisers and lawyers who set up offshore accounts, “investment vehicles”, trusts, foundations, real estate portfolios, the list goes on, to protect their wealth. When their client dies, these advisers become strangely reluctant to hand money over, regardless of what seems (to the intended beneficiary) to have been their client’s clear intentions (see above). Those controlling the money emphasise their heavy responsibilities to safeguard their late client’s “vision”, and can they be quite certain that the university’s plans are consistent with it? How can they be completely sure that the founder’s money will be managed wisely? “Tell us more about your plans” is a request to which the answer can be, as university planners know, a one-paragraph mission statement or volumes of studies and data – to which endless queries and objections can be presented. When the late founder’s wealth is tucked away in different forms, controlled by different people, under different legal jurisdictions, getting it can be slow, expensive – or, in practice, with the clock ticking and the university budget going into the red, impossible.

5             Just buy the yacht

Instead of founding a university, just buy a nice yacht and sit on deck in the sunshine at Monte Carlo with other rich people and, really, save the rest of us a lot of trouble.

SRHE member Paul Temple is Honorary Associate Professor, Centre for Higher Education Studies, UCL Institute of Education, University College London. See his latest paper ‘University spaces: Creating cité and place’, London Review of Education, 17 (2): 223–235 at https://doi.org/10.18546