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The Society for Research into Higher Education


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Dismissing your vice-chancellor

by GR Evans

“Over a few days in September, five universities announced their vice-chancellors were leaving” reported the Guardian in November 2018. The universities included Liverpool John Moores, Southampton, Bradford and Anglia Ruskin. Elsewhere new vice-chancellors were ‘starting’ at the Universities of London, Reading, East London, Sunderland and Belfast. The turnover, suggested the Guardian, was ’unprecedented’. Certainly there had been damaging press coverage on the size of some vice-chancellors’ salaries, but there did seem to be a problem in both getting and keeping the staff at that level. But some vice-chancellors whose conduct has been criticised have recently ‘agreed’ to step down rather than facing a formal procedure for dismissal.

Times Higher Education has recently covered the dismissal of Swansea’s vice-chancellor, which seems to have taken place without reliance on any special provision for the ‘removal’ of the university’s vice-chancellor. This raises the question whether such provision is appropriate, or indeed justified. From a practical point of view alone there will be a difficulty in dismissing  such a chief executive because he or she will normally be listed in the institution’s procedures as the ultimate decision-maker in the dismissal of its employees. But is the head of the institution a special case?

The Model Statute created by the University Commissioners under the Education Reform Act 1988 (s.203) was designed to provide a special protection against dismissal for academic staff when academic tenure was abolished. It applied to all universities then existing and it had a special section providing for ‘removal’ of the heads of institutions. This was clearly needed, for in the case of the ‘removal’ of academic staff only the vice-chancellor could decide whether to initiate the new disciplinary procedure.

Oxford retains the provision, requiring eight members of the Council to make a complaint to the Chancellor and if he considers there may be good cause, the Council must appoint an internal tribunal. The tribunal will comprise a person with judicial or substantial practitioner experience as a solicitor or barrister and not employed by the University, with two members chosen by Council, one of whom must be a member of the academic staff.  The Chancellor would make the decision to dismiss the vice-chancellor, based on the findings of the tribunal.  Cambridge (whose vice-chancellor had been one of the post-1988 Commissioners) retained the wording of that provision until 2010, allowing ‘any three members of the Council’ to complain to the Chancellor ‘seeking the removal of the Vice-Chancellor from the office of Vice-Chancellor for good cause’. Any ensuing charges would be considered by an internal University tribunal in a similar way.

The colleges of Oxford and Cambridge have their own versions of the Model Statute under which the Head of House may similarly be ‘removed’. New College, Oxford  could  set about removing its Warden if nine members of its governing body made a complaint to the Sub-Warden.  The whole governing body would then decide whether there was a prima facie case, with a tribunal to follow if they considered there was.  Girton College, Cambridge may remove its Mistress if three members of its governing body make a complaint to the Vice-Mistress,  with a tribunal to follow and dismissal, if recommended, made by the Vice-Mistress. In all these college examples there are minor variations on the details of the procedure.

A high-profile and unique recent instance of the attempt to ‘remove’ a Head of House in Oxford has been the case against the Dean of Christ Church. The Dean is both the Dean of Oxford Cathedral and the equivalent of a vice-chancellor in his autonomous college. The difficulty of keeping the two roles in balance prompted a Christ Church Oxford Act in 1867. As Head of the College, the Dean’s potential dismissal came under the College’s provisions under Education Reform Act 1988. Christ Church allows ‘any seven members of the Governing Body’ to initiate a call for removal of the Dean from office. The internal tribunal which has just so expensively found no good cause at all against the Dean is a legacy of that provision.

Swansea was free to change its rules and abandon the post-1988 provision because since 2006 universities have been able to modify their Model Statute arrangements without having to seek Privy Council approval, and many have eagerly done so. Procedures for dismissal of academic staff  have frequently been moved to a lower level in the domestic legislation and all staff may be subjected to a single set of employment procedures. A post-1992 university such as Buckinghamshire New University has no statutes but an Instrument of Government approved by the Privy Council under the Education Reform Act 1988 s.124A(3). Any dismissals are carried out under its general HR policies.

Bath still has the Model Statute provision in its statutes, with at least three members of Council making a complaint to the Chair of Council, a Tribunal of three, and the final decision to dismiss made by the Chair, but there was no need in the circumstances for that procedure to be followed when Glynis Breakwell decided to retire. But ‘going quietly’ with a ‘settlement’ can be very expensive. Both Bath and Bath Spa Universities faced strong criticism for the size of the ‘golden goodbyes’ paid to their departing vice-chancellors; Christina Slade ‘stepped down’ as vice-chancellor of Bath Spa in 2017.

A review of the legacy of the clumsy Model Statute provision for removing a vice-chancellor seems overdue, and with it fresh consideration of whether the head of an institution is a special case when it comes to dismissal.

SRHE member GR Evans is Emeritus Professor of Medieval Theology and Intellectual History in the University of Cambridge, and CEO of the Independent Dispute Resolution Advisory Service for HE.


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Academic capitalism – or worse?

[1] By Phil Pilkington

There has been much discussion on academic capitalism, the neo-liberalism of universities, the new entrepreneurial management which is transformative rather than transactional. Much has been done to reinforce this change and self-perception by government (in the UK) from the creation of the HE market, the panoply of measuring instruments (however flawed) and the imperative of third stream income to compensate for the loss of state funding.

However, ‘academic capitalism’ is a misnomer: it does not and cannot exist except in the ‘for profit’ sector. Exogenous forces require universities to generate income, sometimes leading to operational surpluses, making universities appear to act as if they are for profit. This is seen in two ways, neither of which are endogenous: the need for growth to remain operationally viable, and the imposition of regulatory controls of quality, responsiveness to ministerial opinions etc, as a consequence of the irony of a Hayekian model of the public sector[2]. But this is appearance and not reality. The marketisation of HE is an outcome of applying Hayekian principles to the public sector; it is not in itself capitalism. Academics are employees who may have ‘professional ethics’ and hard-earned specialisms which are bought in the labour market. Nevertheless, universities are not generating surplus value, a necessary condition for capitalism, as they have no shareholders with which to extract value from the means of production as capital which can become independent of the labour that produces the profit/surplus. The substantial critique of capitalism was that surplus value could be lost or expropriated from the locale of production and converted into more capital. No matter how much university management and governance may copy, or are required by government to enact, business practices in the neoliberal era (measuring performance, contracting out, international competition, and general entrepreneurialism), the challenge to produce operating surpluses is no different for the National Trust, the Royal Society for the Protection of Birds and other large charities which ‘gift back’ the surplus to the charity from trading activities. Students’ Unions as social enterprises have been doing this for decades with their wet sales supporting their charitable purposes.  Perhaps a discursive view of universities as social enterprises tout court may be helpful for their governance and for deciding how operational surpluses should be applied, perhaps ring-fencing cost centres of undergraduate teaching and research.

Nor is the call for a more skilled and ‘employment ready’ workforce a lowering of universities by promoting an HE sector relevant to and supporting the economy. This purpose was one of the planks of the Robbins Report[3]. This instrumentalist view of education is not new; and this knowledge-servicing role applies to the students as well as the institutional purpose. The polytechnics, and their actual geography, were intended to support the industries of the time, particularly aerospace, steel, chemicals, shipbuilding, mining and the motor industry. What is new is the dissidents’ complaint about the new capitalism of universities, which perhaps obscures some deeper and more disturbing concerns about the situation of universities in the knowledge economy.

The complaints are familiar: a dystopian decline of Western civilisation; the creation of the academic precariat; jeopardising the academic mission; moral decay; avarice; Faustian bargains; dumbing down with student-consumer as sovereign; and so on. But the symptoms of capitalism in HE are shared with other sectors; the precariat as an outcome of the loss of employees’ rights or employers’ opportunities in a flexible labour market; new management systems, and so on. Globalisation is not an essential condition of capitalism but is a late capitalism feature. Global reach has long been a feature of imperial higher education, as in the founding of the LSE, sans academic capitalism. Big science has been international and collaborative for more than a century.

The trappings of capitalism – changes to employment practices, the Taylorism of activity measurement, the creation of a market and the management response, including branding strategies for competitive survival – do not make higher education a capitalist system. The extremes of private enterprise branding go further than universities striving to gain market share and a sense of corporate identity. For example, Sir Philip Green’s channelling money out of BHS ‘in effect monetised the firm’s history as a reliable counterpart for workers and lenders’ (Woodruff, 2018). There are close comparisons in the HE sector in monetising heritage/status: the 100-year financing bonds of Oxbridge suggest a strong leverage through historical branding, compared to say the ability of the University of West London to borrow. Marketisation or branding reinforces the stratified inequalities of the HE system and entrenches the market (Brown, 2018). Nevertheless, this is still not extracting surplus value. Similarly, the contracting out of cleaning services in a local hospital does not make the hospital capitalist. It is the surplus value extracted by the contractor that is capitalist in that, again, the net profit creates capital. Building roads, providing a police force, maintaining state schools etc, are essential for the existence of capitalism (and much else): they are not intrinsically capitalist but act as support services for capital.

Sheldon Rothblatt’s (1997) heart-warming celebration of universities as the second oldest western tradition, that has offered so much in our journey of progress and civilisation, begs the debatable current status of universities as capitalist or indeed even as enduring institutions. (I am reminded of Hobbes’ (1655) paradox of the ship of Theseus which each year came into harbour for a refit:  when is it no longer the same ship? Rothblatt sees similar changes in society and universities but doesn’t argue for a causal relationship.) Universities mutate or emerge over time within the material conditions of power and the economy – from Papal Bull and Royal Charter through Parliamentary legislation, ministerial statutory instruments and finally independent (sic) agency.  Will their function and form now will mirror the current neoliberal conditions of globalisation, public sector regulation and deregulation of the private sector? Not quite. The new cycle of knowledge economies is unlike previous regimes for the supporting universities. It is a different economy for universities and for all of us in some deeper ways.

Universities were, and in some respects still are, the providers of new technologies which advance production and manufacturing processes, new materials and industries as well as long term global opportunities and risk assessments via scientific understanding. Universities have fulfilled that role since the late nineteenth century. What is different is specifically the nature of the new economy which is a new form of market, as capital must search for new markets. This is a new model of business enterprise distinct from manufacturing and traditional service industries – the mining or rather possession (as intellectual property) and exploitation of data as privately-owned property. The case for knowledge as a public good is strong (Marginson, 2013) but the change in what counts as knowledge comes with a stricter control of social conditions. The possession of knowledge begets a new ontology and epistemology. It is the thread that runs through capitalism: the transfer of the public good to the private, from the enclosures onwards, so that old ontological claims appear as delusional, fictions and myths.  Universities and their students are both agents within the knowledge economy and the raw materials.

Universities have been exploited by business in the new technologies with significant growth in profit margins for business, which has enabled the financialisation of business rather than its technological development. The exhortations for universities to provide the materiel for innovation and development obscures another trend.  This is eloquently and passionately explained by Mariana Mazzucato in The Entrepreneurial State (2013). Businesses reduce research costs by contracting out to universities, whilst reaping the major and rapidly increasing profit share which is then used to buy back stockholdings to increase share value. This process continues as competition continues to drive down business research costs , increasing share value (which is capital), and increasing reliance on universities as subcontractors to allow for this business strategy. The knowledge economy is ‘cutting edge’ but universities become a contracting out service industry not just for ‘pushing the technological boundaries’ per se but to be used for capital gain (which is then ‘lost’ to the production process and to the universities’ research centres as surplus value). As Mazzacuto might say, the universities become not so much capitalist agents of the new economies as the exploited.

The knowledge economy flowed from state intervention in the US and the UK but is invisible in plain view. Large corporate R&D centres (Bell, Dupont, Xerox, et al) have largely disappeared and university research in the public domain is used by the new technological businesses. For example, all the Apple innovations of touch screen, GPS, internet, microelectronics, and voice activation were government funded developments.

There is another aspect of the cognitive economy of data and intellectual property ownership which is intimately connected to universities in the new wave of entrepreneurism. This is the monetisation of data within the sector. Not the creation and control of patents resulting from research, but the monetisation of data not previously considered. This new wave of capital is not limited to education. The harvesting of data in the health sector (and the contingent insurance industry) has been a site of contention and dispute in several countries in the last five years[4].

The sale of tranches of the student loan book (losses to the Treasury estimated by the National Audit Office for one tranche as over £600 million) will be a carefully calculated risk for the buyers. In the US student loans are considered as approaching sub-prime liabilities, now with more than a trillion dollars of debt. In the UK part of the value of purchasing student loans stems from the personal data to be harvested for the next 40 years in the interchange between the debtor and the new loan-holders.  A more spectacular example of information converted to a form of capital is the sale of Turnitin.  This is no elevated concept of innovation and development other, simply the ability of capital to create a new ontology of products to be marketed within the cognitive economy. Turnitin was sold in 2008 to Warburg Pincus, then in 2014 to a Singapore-based wealth fund (for $752 million) and finally to a holding company of Condé Nast in 2018 for $1.75 billion. Turnitin has itself acquired other companies in 2018 such as Vericite and Gradescope. Jesse Stommel of the University of Mary Washington, Virginia, noted: “How much of that $1.75 billion is going to the students who have fed their database for years? I have a pretty good guess; zero billion.”

The charge of academic capitalism is misplaced when there should be a growing concern about how late capital will find new ways and practices to exploit the university sector.

Phil Pilkington is Chair of Middlesex University Students’ Union Board of Trustees, a former CEO of Coventry University Students’ Union, an Honorary Teaching Fellow of Coventry University and a contributor to WonkHE.

References

Brown R (2018) ‘Neoliberalism, Marketisation and Higher Education’, Professorial Lecture, University of West London

Hobbes T (1655) De Corpore

Marginson S, (2013) ‘The Impossibility of Capitalist Markets in Higher Education’, Journal of Education Policy 28(3)

Mazzucatto, M (2013) The Entrepreneurial State, Anthem Press

Rothblatt S (1997) The Modern University and its Discontents, Cambridge

Woodruff D (2018) ‘Profits Now, Costs Later’, London Review of Books 40(22)

[1] I am extremely grateful to Ian McNay for his advice and support; the faults here remain mine

[2]  Hayek F (1944) The Road to Serfdom. It is difficult not to take an ad hominem approach to Hayek as a friend of dictators, but also as a paradoxical, confused and failed political theorist; his concept of price as information when human thought is irrational is a foundation of the current dispensation. For neo-liberal policy makers (ie the government/OfS) the uniformity of price in the UK HE sector offends against rational market efficiencies driving down prices. The consequent conspiracy hypothesis of cartel price fixing is another neo-liberal trope: the sabotage of government policies by self-interested public sector management and civil servants. Some university leaders have supported the neo-liberal project on the rationality of price levels by suggesting that the artificial limit set by government at the top end should be lifted and the market could be liberated to compete with Ivy League fee levels (prices). There are alternative models of pricing: a holistic model for price for HE could include prior costs (school fees, private tuition, the housing market reflecting catchment areas, etc).

[3]   My thanks to Ian McNay for a reminder that the Robbins Report included ‘the instruction in skills suitable to play a part in the general division of labour…’ and pointing out the skills support by polytechnics for the heavy industries in the north and north east of England. The assumption throughout the 1940s and 50s, from the 1944 Education Act and Claus Moser’s statistical planning of HE for Education Minister David Eccles, was that 80% of the workforce would be engaged in manufacturing and manual work.

[4] In the UK, following the Health and Social Care Act (2012) there was a requirement that all GPs’ case notes be returned to the central care.data to be exploited commercially, this appears to have been abandoned in 2016 after a campaign in part organised by GPs. In Denmark there was a rescinding of a similar arrangement. Data sharing (sic) between Deep Mind (the AI branch of Google) and a London NHS Trust was considered by the Information Commissioner’s Office to be a breach of law. In Italy a deal was made with IBM in 2016 for access to health data (Source: New Scientist, April 2016).


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“A market exit…with a material negative impact”

by Paul Temple

Our late and much-missed friend David Watson used to say that every government department should have an office marked “Cassandra”. Whenever a new policy was proposed, someone had to poke their head round the door and say, “Cassandra, what went wrong when we last tried this?”. David went on to point out that, just as the mythological Cassandra was cursed to make accurate predictions that were never believed, so policy-making would plough ahead regardless of what the Cassandra down the corridor told them about last time’s mistakes. Still, he thought, it would be nice to know in advance in just what respect a policy was going to fail.

A number of Cassandras predicted, in general terms, the disaster – or “material negative impact” [1] , in OfS-speak – that has now overtaken the 3,571 students of for-profit GSM in London. This was one of the “alternative providers”, so enthusiastically promoted by David Willetts following the 2011 White Paper. In my chapter on private sector higher education in Claire Callender’s and Peter Scott’s Browne and Beyond: Modernizing English Higher Education (2013), I invented the conditional-optimistic tense to describe the White Paper’s language about “alternative providers”: “new entrants to the sector…may have different strengths…they may offer particular well-honed teaching models…” (2011 White Paper, para 4.5). They would shake up the stuffy old university sector with a bracing private-sector ethos – although the exact problem to which they would provide the answer was never precisely set out. This was evidence-free policy-making, but with a blithe assurance that everything would turn out for the best (remind you of anything?). I suspect that the unlucky GSM 3,571 would now prefer to have been at a university with some of the boring old strengths.

The OfS email to other universities about the GSM collapse could serve as a text for a doctoral class on bureaucratic buck-passing: its message might be summarised as, “We’re only the regulator; can the rest of you do something? No, we won’t do anything to help.” The GSM 3,571 are, it is clear, on their own; OfS isn’t going to do anything constructive to clear up the mess. On the contrary, when asked “whether transferred students can be subject to special arrangements relating to the reporting of their progression, completion or in respect of other outcome data/metrics…The answer is no.” Nice.

As I noted in my 2013 chapter, you didn’t need particular insights, let alone Cassandra’s skills of prophecy, to foresee problems ahead in the “alternative” sector – because we had the worked example of the United States before us. A devastating critique of for-profit higher education there was made in 2012 in a report by Senator Tom Harkin, Chairman of the Senate Health, Education, Labor and Pensions Committee. “In this report”, Senator Harkin was reported as saying, “you will find overwhelming documentation of exorbitant tuition, aggressive recruiting practices, abysmal student outcomes, taxpayer dollars spent on marketing and pocketed as profit, and regulatory evasion and manipulation”. The for-profit sectors in the US and the UK depend on easily-available public funding to cover student fees and light-touch regulation of institutions with minimal records of achievement and limited accountability. It is a tragedy that British politicians, driven by free-market ideology, and regulators, following politicians’ biddings, failed GSM’s students so comprehensively.

SRHE member Paul Temple, Centre for Higher Education Studies, UCL Institute of Education, University College London.

[1] Office for Students email, 21 August 2019

Paul Temple


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Merchant rankers

by Paul Temple

I blogged a while back on THE’s transformation from a publisher of news and opinions on higher education to a producer and vendor of rankings data. Every issue of the magazine it seems now comes with the latest rankings publication, often thicker than the parent publication. The latest one that I’ve seen gives the “2019 University Impact Rankings”. You’ve got to admire the ingenuity of THE’s Chief Knowledge Officer, Phil Baty, and his team in dreaming up ever-more varied ways of ranking universities – and the cleverness of these latest rankings, examining contributions to the UN Sustainable Development Goals (SDGs), is that a wider range of universities than just the usual suspects can claim their place in the sun. So expect to see Kyung Hee University in South Korea boasting of its top world ranking under SDG 11, “Sustainable cities and communities”.

The UN has developed 17 SDGs taking in a wide sweep of worthwhile objectives, including peace, health, welfare, equalities, sustainability, and more. Probably all universities contribute in different ways to many of these goals, but how should their varying achievements in this field be ranked? Well, the difficulty of adding incommensurables together to produce a single number in order to create a league table has never so far got in the way of people with a ranking product to sell. So you won’t be surprised to hear that it turned out to be a piece of cake to add a university’s contribution to, say, “good health and wellbeing”, to a number reflecting its work on “gender equality”, to its number on “climate action”, to compare that total number to a number from a university on the other side of the world which says it contributes to a different set of SDGs – and to come up with a league table. (The University of Auckland came top, since you ask.)

As I said in my earlier blog about the THE annual university awards, you might think, where’s the harm in universities doing a bit of mild boasting about their contributions to perfectly worthwhile aims? Well, I think there are a couple of problems. One was brought home to me recently at a graduation ceremony, where the speech by the presiding member of the UCL brass was almost entirely about how well UCL and its constituent parts had done in the recent QS rankings. This both misleads families and friends, and probably many graduates, into thinking that rankings are some sort of unarguable, football league-style assessment, with a university’s work being counted in the same way as a team’s goals. But it also misses an opportunity to tell your own institutional story – “we are a terrific university, and this is why” – rather than sub-contracting the job to someone with a commercial axe to grind. What happened to institutional self-confidence?

The other problem is that the more universities appear to buy in to rankings like these, the more THE and other rankers are encouraged to offer consultancies based on their rankings. This is dangerous territory. Rather than claiming, however implausibly, that their consultancy services are entirely separate from their rankings activities, THE goes out of its way to link them. Imagine then a marketing director of a university in difficulties of some sort reading the several full-page ads for THE’s consultancy services in the Impact Rankings publication, with their offers of “expert guidance” and “tailored analysis for advancement” drawing on THE’s “deep expertise” with THE experts becoming “an extension of…universities’ marketing departments”. It wouldn’t be surprising if they thought, “Hmmm, maybe working with these guys might help us move up some of these rankings – at least we’d understand more about how they’re put together and we might then make some changes in what we do….”

So sets of methodologically worthless data become turned into income streams for rankings producers because university leaderships take them seriously, which in turn will drive universities’ policy-making in the direction of moving up one league table or another, which in turn will encourage rankers to produce even more league tables in order to exert more power. How on earth did we allow this to happen?

SRHE member Paul Temple, Centre for Higher Education Studies, UCL Institute of Education, University College London.

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Augar and augury

By Rob Cuthbert

This is written just as Boris Johnson is declared the new leader of the Conservative Party and therefore the new occupant of No 10 Downing Street. All of the jockeying for prime ministerial position has made our national Brexit-obsessed politics even more bizarre than before but, not far below the surface, some semblance of normal policymaking struggles to carry on, not least in higher education. When the much-delayed Augar report finally appeared on 30 May 2019 it had even more than the usual treatment from the policy wonks.

The good news was that at least the Report aimed to take in the whole of post-18 education, and it started by setting out eight principles:

  1. Post-18 education benefits society, the economy, and individuals.
  2. Everyone should have the opportunity to be educated after the age of 18.
  3. The decline in numbers of those getting post-18 education needs to be reversed.
  4. The cost of post-18 education should be shared between taxpayers, employers and learners.
  5. Organisations providing education and training must be accountable for the public subsidy they receive.
  6. Government has a responsibility to ensure that its investment in tertiary education is appropriately spent and directed.
  7. Post-18 education cannot be left entirely to market forces.
  8. Post-18 education needs to be forward looking.

It seems to be a rule that national reports identify a steadily increasing number of purposes for post-18 education. Robbins needed only four; Dearing had five. Augar has six:

  • Promote citizens’ ability to realise their full potential, economically and more broadly.
  • Provision of a suitably skilled workforce.
  • Support innovation through research and development, commercial ideas and global talent.
  • Contribute scholarship and debate that sustain and enrich society through knowledge, ideas, culture and creativity.
  • Contribute to growth by virtue of post-18 institutions’ direct contributions to the economy.
  • Play a core civic role in the regeneration, culture, sustainability, and heritage of the communities in which they are based.

So far so good; then the bunfighting begins: “We make recommendations intended to encourage universities to bear down on low value degrees and to incentivise them to increase the provision of courses better aligned with the economy’s needs … Universities should find further efficiency savings over the coming years, maximum fees for students should be reduced to £7,500 a year, and more of the taxpayer funding should come through grants directed to disadvantaged students and to high value and high cost subjects. “ (p10) ‘Low value’ degrees?! How shall we define them? Augar seemed to identify value only (for students) with graduate earnings, and (for everyone else) with ‘courses better aligned with the economy’s needs’.

The traditionalists were quickly into the fray. Indeed, the Russell Group got its retaliation in first (20 March 2019) – “Reports suggest the Prime Minister’s review of post-18 education and funding could recommend cutting tuition fees from £9,250 to £7,500 or even lower. We are concerned such a cut would not be fully compensated and could have a devastating impact on our universities.” It was therefore ready to cut and paste its response on the day of publication: “It is imperative the next Prime Minister provides students, businesses and universities with a cast-iron guarantee that, in the event of a fee cut, teaching grants will fully cover the funding shortfall and meet future demand for higher education places.”

Nick Hillman of HEPI blogged on the same day with ‘ten points to note’ as ‘lunchtime takeaways’. Debbie McVitty on 29 May 2019 offered the ‘essential overview’ of Augar, and her WonkHE colleagues followed up with their usual assiduity. David Kernohan argued for WonkHE on 3 June that the underpinning evidence for a £7500 fee level was weak, and he was back on 6 June 2019 “unable to find the evidence that backs up Augar’s rationale for recommending the end of the foundation year.” “Whether or not there is any evidence that providers are seeing the foundation year as a cash cow, or that it offers a poor deal for students, we are not getting to see it. The data that does exist does not support the Augar conclusions, even when it is directly cited as doing so.” Mark Corney (independent) pointed out the logical errors in the Augar proposal to end support for Foundation Years in his blog for HEPI on 21 June 2019, saying that abolishing Foundation Years would not lead to a surge in Access to HE course enrolments.

David Midgley (Cambridge) supplied a balanced précis on the CDBU website on 5 June 2019; Lizzy Woodfield (Aston) provided a useful analysis for WonkHE on 3 June 2019 of the impact on widening participation for her university, but slowly the economists and the accountants took over. Gavin Conlon and Maike Halterbeck of London Economics had already blogged for WonkHE on 30 May 2019 about winners and losers from the Augar Review. Andrew Bush (KPMG) wrote about how Augar analysed costs, for WonkHE on 10 June 2019. An Institute for Fiscal Studies Note on 30 May 2019 argued that the “Augar Review aims to rebalance funding to FE and give government more control over HE funding”, authored by IFS regulars Jack Britton, Laura van der Erve and Paul Johnson.

The financial arguments were subject to increasing critique, with Greg Walker of MillionPlus supplying a well-considered analysis on the HEPI blog on 15 July 2019 – ‘Does Augar present evidence-based policy or policy-based evidence?’ – suggesting that the HE fees cut was intended and inevitable. Tim Blackman (Middlesex) then argued (for WonkHE on 4 June 2019) that Augar is technocratic rather than visionary: “Augar navigates awkwardly between the pros and cons of planning or market forces as the drivers of tertiary education … I get the impression the authors would have liked to have gone further with reintroducing more planning. They point out that some of the most problematic features of how universities behave are a product of marketisation, and make recommendations for rejuvenating further education colleges that amount to national planning of the sector. Why not the same planning paradigm for higher education? The answer would appear to be that sticking with the market conveniently allows Augar to claim that academic autonomy has been protected despite an agenda of major change and austerity.”

In similar vein, Mark Leach of WonkHE, arguing on 3 June that the true challenge in Augar was bridging the gulf between FE and HE, identified the chasm between the two: “One way to read the underlying narrative of the Augar report is that it represents an indictment of two parallel education policy approaches, pursued by multiple, and politically different, governments over the last fifteen or so years. These parallel approaches have treated higher education and further education in radically divergent and – the report implies – radically incompatible ways. In short, the parallel policy approaches can be summed up as follows: The government has pushed higher education towards a more market-like system, which Augar says has gone so far as to become dysfunctional (with symptoms ranging from the total lack of price competition to grade inflation, unconditional offers and other much-discussed system problems). But he also says that, in parallel, further education has been subjected by governments to a policy of intense, highly bureaucratic central planning, tinkering and micro-management, which has also become dysfunctional.”

Thus the commentariat has already supplied analyses an order of magnitude beyond the Review’s 200 pages. So far, so much like normal policymaking – a Review based on considerable thought and analysis, by a significant group, taking positions and making proposals which have properly been subject to much comment and counter-analysis. But in our current abnormal times we can have no confidence that the Review will even be taken into consideration by the about-to-be-formed new administration. Secretary of State for Education Damian Hinds and Universities minister Chris Skidmore have perhaps done better than most at trying to maintain some kind of business as usual, with a comparatively low profile in the choose-your-side battles to become the next prime minister. However there can be no certainty that either will still be in post even by the end of the week, and the Augar Review itself was very much a creation of No 10 during Theresa May’s tenure.

No doubt this encouraged Liz Morrish on her Academic Irregularities blog on 11 June 2019 to pronounce that Augar was ‘dead on arrival’, concluding that “Augar has thrown universities to the wolves of a rather rigged market at this point. Nobody – neither staff nor student – can enter a university with any certainty that their career or course of study will be fulfilled without interruption or derailment.” For Morrish, Augar is likely to be no more than background mood music, while the new Johnson administration decides anew what to do with post-18 education – although we can expect, as usual with national reviews, that the government will choose the proposals that suit its purpose, while ignoring the rest of what is, as usual, presented as a package deal. No-one will be betting against a £7500 fee, but no-one will expect the Treasury to stump up the balance lost in the fees cut, especially since so many spending promises have already been made by prime ministerial contenders in recent weeks – none of them for post-18 education.

John Morgan reported on 11 July 2019 for Times Higher Education that former education secretary Justine Greening had said it was “inconceivable” that the new Prime Minister would adopt the Augar review plans. She “believes that the model she explored in government of funding English universities through a graduate contribution plus a “skills levy” on employers could be taken up by the next prime minister.” Her plan would abolish tuition fees and loans: “I think it’s probably the only higher education bill that could get through Parliament.” This is because she says the Augar review’s recommendations were “hugely regressive” in increasing the burden on low- and middle-earning graduates, while lowering it for those on higher incomes: “I find it inconceivable that any future Conservative government that cares about … progressive funding of higher education and social mobility could take that kind of proposal forward”. It is possible to take a very different perspective on Augar, as Nick Barr (LSE) did in declaring it progressive rather than regressive, simply because it proposed to redress the balance between FE and HE. But Greening’s comments are directed more towards heading off the Labour Party’s putative promises on tuition fees, returning to a pre-Augar position which re-institutionalises the chasm between the HE market and the micromanagement and planning of FE. An augur was “a priest and official in the classical Roman world. His main role was the practice of augury: interpreting the will of the gods by studying the flight of birds – whether they were flying in groups or alone, what noises they made as they flew, direction of flight, and what kind of birds they were”. (Wikipedia) The media’s augurs have for months been studying the noises Boris Johnson has made, the groups he is travelling in, his direction of flight, and what kind of bird he will turn out to be. The Tory press will announce the eagle has landed; he may of course turn out to be a different bird. A cuckoo, temporarily occupying a place where he doesn’t belong? A swallow who cannot make the summer on his own? Or a parrot, saying only what it has heard someone say before? We may hope that a bird in No 10 is worth two in the prime ministerial hustings, but no-one in HE should be counting chickens before a new policy hatches.

SRHE News Editor:  Professor Rob Cuthbert
rob.cuthbert@uwe.ac.uk  

Rob Cuthbert is Emeritus Professor of Higher Education Management, University of the West of England and Joint Managing Partner,Practical Academics rob.cuthbert@btinternet.com.


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Customer Services

by Phil Pilkington

“…problems arise when language goes on holiday. And here we may indeed fancy naming to be some remarkable act of mind, as it were a baptism of an object.”

Ludwig Wittgenstein, Philosophical Investigations, para 38 (original emphasis)

The paradigm shift of students to customers at the heart of higher education has changed strategies, psychological self-images, business models and much else. But are the claims for and against students as customers (SAC) and the related research as useful, insightful and angst ridden as we may at first think?  There are alarms about changing student behaviours and approaches to learning and the relationship towards academic staff but does the naming ‘customers’ reveal what were already underlying, long standing problems? Does the concentrated focus on SAC obscure rather than reveal?

One aspect of SAC is the observation that academic performance declines, and learning becomes more surface and instrumental (Bunce, 2017). Another is that SAC inclines students to be narcissist and aggressive, with HEI management pandering to the demands of both students and their feedback on the NSS, with other strategies to create iconic campus buildings, to maintain or improve league table position (Nixon, 2018).

This raises some methodological questions on (a) the research on academic performance and the degree of narcissism/aggression prior to SAC (ie around 1997 with the Dearing Report); (b) the scope and range of the research given the scale of student numbers, participation rates, the variety of student motivations, the nature of disciplines and their own learning strategies, and the hierarchy of institutions; and (c) the combination of (a) and (b) in the further question whether SAC changed the outlook of students to their education – or is it that we are paying more attention and making different interpretations?

Some argue that the mass system created in some way marketisation of HE and the SAC with all its attendant problems of changing the pedagogic relationship and cognitive approaches. Given Martin Trow’s definitions of elite, mass and universal systems of HE*, the UK achieved a mass system by the late 1980s to early 1990s with the rapid expansion of the polytechnics; universities were slower to expand student numbers. This expansion was before the introduction of the £1,000 top up fees of the Major government and the £3,000 introduced by David Blunkett (Secretary of State for Education in the new Blair government) immediately after the Dearing Report. It was after the 1997 election that the aspiration was for a universal HE system with a 50% participation rate.

If a mass system of HE came about (in a ‘fit of forgetfulness’ ) by 1991 when did marketisation begin? Marketisation may be a name we give to a practice or context which had existed previously but was tacit and culturally and historically deeper, hidden from view. The unnamed hierarchy of institutions of Oxbridge, Russell, polytechnics, HE colleges, FE colleges had powerful cultural and socio-political foundations and was a market of sorts (high to low value goods, access limited by social/cultural capital and price, etc). That hierarchy was not, however, necessarily top-down: the impact of social benefit of the ‘lower orders’ in that hierarchy would be significant in widening participation. The ‘higher order’ existed (and exists) in an ossified form. And as entry was restricted, the competition within the sector did not exist or did not present existential threats. Such is the longue durée when trying to analyse marketisation and the SAC.

The focus on marketisation should help us realise that over the long term the unit of resource was drastically reduced; state funding was slowly and then rapidly withdrawn to the point where the level of student enrolment was critical to long term strategy. That meant not maintaining but increasing student numbers when the potential pool of students would fluctuate – with  the present demographic trough ending in 2021 or 2022. Marketisation can thus be separated to some extent from the cognitive dissonance or other anxieties of the SAC. HEIs (with exceptions in the long-established hierarchy) were driven by the external forces of the funding regime to develop marketing strategies, branding and gaming feedback systems in response to the competition for students and the creation of interest groups – Alliance, Modern, et al. The enrolled students were not the customers in the marketisation but the product or outcome of successful management. The students change to customers as the focus is then on results, employment and further study rates. Such is the split personality of institutional management here.

Research on SAC in STEM courses has a noted inclination to surface learning and the instrumentalism of ‘getting a good grade in order to get a good job’, but this prompts further questions. I am not sure that this is an increased inclination to surface learning, nor whether surface and deep are uncritical norms we can readily employ. The HEAC definition of deep learning has an element of ‘employability’ in the application of knowledge across differing contexts and disciplines (Howie and Bagnall, 2012). A student in 2019 may face the imperative to get a ‘degree level’ job in order to pay back student loans. This is rational related to the student loans regime and widening participation, meaning this imperative is not universally applied given the differing socio-economic backgrounds of all students.

(Note that the current loan system is highly regressive as a form of ‘graduate tax’.)

And were STEM students more inclined toward deep or surface learning before they became SAC?  Teaching and assessment in STEM may have been poorand may have encouraged surface level learning (eg through weekly phase tests which were tardily assessed).

What is deep learning in civil engineering when faced with stress testing concrete girders or in solving quarternion equations in mathematics: is much of STEM actually knowing and processing algorithms? How is such learnable content in STEM equivalent in some cognitive way to the deep learning in modern languages, history, psychology et al? This is not to suggest a hierarchy of disciplines but differences, deep differences, between rules-based disciplines and the humanities.

Learning is complex and individualised, and responsive to, without entirely determining, the curriculum and the forms of its delivery. In the research on SAC the assumptions are that teaching and assessment delivery is both relatively unproblematic and designed to encourage deep, non-instrumental learning. Expectations of the curriculum delivery and assessment will vary amongst students depending on personal background of schooling and parents, the discipline and personal motivations and the expectations will often be unrealistic. Consider why they are unrealistic – more than the narcissism of being a customer. (There is a very wide range of varieties of customer: as a customer of Network Rail I am more a supplicant than a narcissist.)

The alarm over the changes (?) to the students’ view of their learning as SAC in STEM should be put in the context of the previously high drop-out rate of STEM students (relatively higher than non-STEM) which could reach 30% of a cohort. The causes of drop out were thoroughly examined by Mantz Yorke(Yorke and Longden, 2004), but as regards the SAC issue here, STEM drop outs were explained by tutors as lack of the right mathematical preparation. There is comparatively little research on the motivations for students entering STEM courses before they became SAC; such research is not over the long term or longitudinal. However, research on the typology of students with differing motivations for learning (the academic, the social, the questioning student etc) ranged across all courses, does exist (a 20 year survey by Liz Beatty, 2005). Is it possible that after widening participation to the point of a universal system, motivations towards the instrumental or utilitarian will become more prominent? And is there an implication that an elite HE system pre-SAC was less instrumentalist, less surface learning? The creation of PPE (first Oxford in 1921 then spreading across the sector) was an attempt to produce a mandarin class, where career ambition was designed into the academic disciplines. That is, ‘to get a good job’ applies here too but it will be expressed in different, indirect and elevated ways of public service.**

There are some anachronisms in the research on SAC. The acceptance of SAC by management, by producing student charters and providing students places on boards, committees and senior management meetings is not a direct result of students or management considering students as customers. Indeed, it predates SAC by many years and has its origins in the 1960s and 70s.

I am unlikely to get onto the board of Morrisons, but I could for the Co-op – a discussion point on partnerships, co-producers, membership of a community of learners. The struggle by students to get representation in management has taken fifty years from the Wilson government Blue Paper Student Protest (1970) to today. It may have been a concession, but student representation changed the nature of HEIs in the process, prior to SAC. Student Charters appear to be mostly a coherent, user-friendly reduction of lengthy academic and other regulations that no party can comprehend without extensive lawyerly study. A number of HEIs produced charters before the SAC era (late 1990s). And iconic university buildings have been significantly attractive in the architectural profession a long time before SAC – Birmingham’s aspiration to be an independent city state with its Venetian architecture recalling St Mark’s Square under the supervision of Joseph Chamberlain (1890s) or Jim Stirling’s post-modern Engineering faculty building at Leicester (1963) etc (Cannandine 2002).

Students have complex legal identities and are a complex and often fissiparous body. They are customers of catering, they are members of a guild or union, learners, activists and campaigners, clients, tenants, volunteers, sometimes disciplined as the accused, or the appellant, they adopt and create new identities psychologically, culturally and sexually. The language of students as customers creates a language game that excludes other concerns: the withdrawal of state funding, the creation of an academic precariat, the purpose of HE for learning and skills supply, an alienation from a community by the persuasive self-image as atomised customer, how deep learning is a creature of disciplines and the changing job market, that student-academic relations were problematic and now become formalised ‘complaints’. Students are not the ‘other’ and they are much more than customers.

Phil Pilkington is Chair of Middlesex University Students’ Union Board of Trustees, a former CEO of Coventry University Students’ Union, an Honorary Teaching Fellow of Coventry University and a contributor to WonkHE.

*Martin Trow defined an elite, mass and universal systems of HE by participation rates of 10-20%, 20-30% and 40-50% respectively.

** Trevor Pateman, The Poverty of PPE, Oxford, 1968; a pamphlet criticising the course by a graduate; it is acknowledged that the curriculum, ‘designed to run the Raj in 1936’, has changed little since that critique. This document is a fragment of another history of higher education worthy of recovery: of complaint and dissatisfaction with teaching and there were others who developed the ‘alternative prospectus’ movement in the 1970s and 80s.

References

Beatty L, Gibbs G, and Morgan A (2005) ‘Learning orientations and study contracts’, in Marton, F, Hounsell, D and Entwistle, N, (eds) (2005) The Experience of Learning: Implications for teaching and studying in higher education, 3rd (Internet) edition. Edinburgh: University of Edinburgh, Centre for Teaching, Learning and Assessment.

Bunce, Louise (2017) ‘The student-as-consumer approach in HE and its effects on academic performance’, Studies in Higher Education, 42(11): 1958-1978

Howie P and Bagnall R (2012) ‘A critique of the deep and surface learning model’, Teaching in Higher Education 18(4); they state the distinction of learning is “imprecise conceptualisation, ambiguous language, circularity and a lack of definition…”

Nixon, E, Scullion, R and Hearn, R (2018) ‘Her majesty the student: marketised higher education and the narcissistic (dis)satisfaction of the student consumer’, Studies in Higher Education  43(6): 927-943

Cannandine, David (2004), The ‘Chamberlain Tradition’, in In Churchill’s Shadow, Oxford: Oxford University Press; his biographical sketch of Joe Chamberlain shows his vision of Birmingham as an alternative power base to London.

Yorke M and Longden B (2004) Retention and student success in higher education, Maidenhead: SRHE/Open University Press


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Redrawing research methods and rewriting data

by Kate Carruthers Thomas

The call for papers for the SRHE 2019 Conference slid into my inbox not so long ago, marking the point in the year when the mind must focus in the short-term, in order to benefit from all things Celtic Manor in the longer term! The conference theme: Creativity, Criticality and Conformity in Higher Education invites debate on transcending the traditional and building an innovative research culture. The theme is timely in view of my own recent experiments involving graphics and poetry in social sciences research.

One year ago, I sat with a mass of rich qualitative data I’d collected for Gender(s) At Work, a research project investigating gendered experiences of work and career trajectory in higher education (HE). I’d interviewed 50 members of staff, identifying as female, male and gender non-binary, working in academic and professional services roles within one UK university. I set about analysing the data using Massey’s theory of geographies of power operating within space. I wanted to explore ways in which gender operates as a ‘geography of power’ within HE and the extent to which participants’ diverse and complex lived experiences trouble the prevailing career narrative of linear, upward trajectory.

Clear space soon emerged between the rhetoric of gender equality and lived experiences in the workplace and throughout working lives. Despite decades of equal opportunities legislation and institutional equality policies, the glass ceiling remains a feature of our sector. Elements of less familiar career archetypes: the glass cliff (Ryan and Haslam, 2005; Bruckmuller et al, 2014); the glass escalator (Williams, 2013; Budig, 2002) and the glass closet (Merriam-Webster, 2018) also surfaced in the transcripts.  These metaphors, archetypal and architectural – were something of a gift to a researcher concerned with the relationship between space and power. I found myself experimenting – you might call it doodling – with visual representations of the glass ceiling,  escalator, cliff and closet.

Using the visual was not completely new territory for me; as a doctoral student I had employed visual mapping as a research tool (Carruthers Thomas, 2018a) and tentatively used abstract diagrams as aids to explaining my theoretical framework and findings (Thomas, 2016), but I hadn’t picked up a pencil with intent since school art lessons. Nevertheless, four cartoon characters emerged from my doodles; embodiments of gendered dis/advantage in the HE workplace.

Throughout the Gender(s) At Work project, I had been disseminating emerging findings through conference papers and PowerPoint presentations. I had written a chapter about my research methodology (Carruthers Thomas, 2019a). As academics we anticipate and reproduce such formats; they keep the academic wheels turning and form the building blocks of academic credibility. With data collection complete however, I was unsure that the temporal and structural constraints of these conventions were going to do justice to the volume of complex personal narratives entrusted to me by research participants. I was also becoming increasingly drawn towards McLure’s argument for

immersion in and entanglement with the minutiae of the data … an experimentation or crafting … a very different kind of engagement with data from the distanced contemplation of the table that is the arrested result of the process.

(McLure, 2013: 174-175).

In March 2018, the Sociological Review explicitly invited unconventional contributions to its conference: Undisciplining: Conversations from the Edges. Still enjoying my experimentation with cartooning, I decided to explore the possibilities of communicating my research findings through a ‘graphic essay’ entitled My Brilliant Career? An Investigation. This would be in the format of a large-scale, hand-drawn comic strip conforming to the structural conventions of an essay or article. My proposal was accepted and the work began! The learning curve was precipitous!

 In June 2018, I exhibited My Brilliant Career? An Investigation at Undisciplining (Carruthers Thomas, 2018b) in the impressive surroundings of BALTIC Gateshead. The four A2-sized panels remained on display throughout the three days of the conference. It was strikingly different, communicating my research this way rather than hothousing it in a 20 minute Powerpoint presentation. Many delegates returned to the exhibit several times to look, bring colleagues, take photographs, ask questions. I engaged in discussions not only about the medium, but about the research process and findings too. And I myself engaged anew with the work, as an exhibit, rather than a cherished work in progress. I later translated the four panels into an A1-sized academic poster, displayed at the SRHE 2018 Annual Conference.

Meanwhile, another call for unconventional conference contributions in the form of poetic and performative work, had come from the Art of Management and Organisation (AoMO). This triggered a second experiment in creative criticality resulting in Glass, a long poem also based on the Gender(s) At Work data. Unlike graphic art, in poetry I do have a track record (Carruthers Thomas, 2018c), but had not considered blurring the boundary between poetry and academia until this call. Yet, as an academic my research practice involves collecting, analysing, distilling and presenting data. My research is a form of enquiry seeking enhanced intelligence and evidence to advocate organisational, structural and cultural change. As a poet, I follow a similar process to create a poem. More, or less, consciously I collect data: ideas, questions, emotions, sense phenomena, then manipulate language and sound to distil the data into poetic form. Glass brings these practices together.

To write it, I returned yet again to the interview transcripts, creating a poem comprising four sections – ceiling, escalator, closet and cliff – using participants’ words and a narrative framework featuring the researcher’s voice, using original poetry. Glass was deliberately written as a piece to be performed, another first, as I had only previously written poems for the page.

Even now, even now in my meetings

I’m still faced with wall to wall suits.

And I still hear my colleagues repeating

the proposal I tried to get through weeks ago

Great idea!

                                                                                (extract from Cliff, Glass 2018)

Glass and My Brilliant Career were created independently of one another, in different media but they draw on the same research data. This is not all they share. Both involved an extended process of analysis and representation; repeated revisiting of the data and work in painstaking detail. Both explicitly draw on and draw in, the affective, bringing the potential for surprise, humour, anger and pain into the room without apology. Finally, both also required me to allow myself to be vulnerable to audience resistance, discomfort, critiques on multiple levels and questions of academic validity.

Largely positive responses to the graphic essay and the research poem at those conferences set me thinking about ways to signpost the potential of creative approaches in social science research more widely and led to another experiment in academic practice.  I designed a multi-modal dissemination programme to take the findings of Gender(s) At Work out to UK universities and research institutes.  The programme featured six ‘options’ from which host institutions could select, mix and match: the exhibit My Brilliant Career? An Investigation; the research poem Glass; a conventional Powerpoint presentation of the research findings: The Workplace Glassed and Gendered and another giving an illustrated account of my emerging graphic social science practice: The Accidental Cartoonist. Building on both the research findings and visual methods, I also designed two participative workshops. Mapping Career challenged participants to develop meaningful visual alternatives to the reductive metaphors of career ladder and pipeline and On The Page explored the way simple visual and graphic methods might be used in research and teaching. I publicised the programme via email across the UK HE sector.

The response was extraordinary. Since November 2018 I’ve visited universities and research institutes from Edinburgh to London; Cambridge to Bangor. Audiences have included academics in all disciplines, professional services staff, senior management, conference delegates, Athena SWAN teams, women’s networks and mentoring groups, postgraduate and undergraduate students. I called the initiative the ‘gword tour’ after my blog the g word (that’s g for gender).   Six months, 30 ‘gigs’ – all that’s missing is the T-shirt!

One day I might be discussing Gender(s) At Work aims, research methods and findings to Athena SWAN leads and women’s networks; on another I’ll be delivering the Mapping Career workshop at a staff conference. I’ve presented The Accidental Cartoonist to academic developers and EdD students and encouraged academics to experiment with visual methods in their research and teaching practices in the On The Page workshop. Glass has been performed at some unlikely venues, including the Wellcome Sanger Genome Campus, the Stansted Airport Novotel – and to audiences somewhat larger than those at the average poetry reading!

How will you crack the glass enclosing some,

exposing some, blinding others

to their privilege?

Reflect on it.

                                                                                (extract from Epilogue, Glass 2018)

Throughout the gword tour I have diligently handed out structured feedback forms (in return for a free postcard), providing me with a continuous feedback loop and resulting in adaptation and tweaking of individual sessions throughout. Now the tour has concluded, a large pile of completed forms await me and I’m looking forward to getting the bigger picture. Meanwhile I’m already musing on two questions which have arisen throughout the past year. Firstly, whether and how addressing familiar topics through unfamiliar media can disrupt audience expectations and dislodge habitual responses to tricky subjects such as gender equality; secondly, whether what I have described in this blog constitutes being ‘differently academic’. 

By ‘differently academic’ I mean taking the opportunity to sit with our data for longer, deliberately to approach it from different angles, to explore its creative dimensions. I mean bringing data to diverse audiences, in diverse ways over an extended period, a process which has only further energised and deepened my engagement in the original research questions. Audience after audience has grilled me on my research rationale, process, findings, limitations and implications. Each time, their questions, comments and challenges have pushed my analyses further and opened new lines of enquiry.

I fully intend to publish my reflections on these questions in conventional academic formats: papers, articles and chapters.It may be that creative, critical work in our field can only gain academic legitimacy through this route.Meanwhile, other opportunities have arisen. Glass was published in the Sociological Fiction Zine in May 2019 (Carruthers Thomas, 2019b). I am currently working on a set of visuals for a new academic research centre and will be poet-in-residence at an academic conference in November 2019. The SRHE call for papers defines creativity as ‘transcending traditional ideas, rules, patterns, relationships’. I hope to continue to be creative and critical in my academic work, not for transcending’s sake, but ‘to create meaningful new ideas, forms, methods, and interpretations’.

SRHE member Dr Kate Carruthers Thomas is Senior Research Fellow and Athena SWAN Project Manager at Birmingham City University  kate.thomas@bcu.ac.uk  @drkcarrutherst Blog: – the g word https://thegword2017.wordpress.com/

References

Bruckmüller, S, Ryan, M, Rink, F and Haslam, SA (2014) ‘Beyond the Glass Ceiling: The Glass Cliff and its Lessons for Organizational Policy’, Social Issues and Policy Review, 8(1): 202-232

Budig, M (2002) ‘Male Advantage and the Gender Composition of Jobs: Who Rides the Glass Escalator?’, Social Problems 49(2): 258-277

Carruthers Thomas, K (2018a) Rethinking Student Belonging in Higher Education: From Bourdieu to Borderlands, Abingdon: Routledge

Carruthers Thomas, K (2018b) My Brilliant Career? An Investigation. Graphic Essay exhibited at Undisciplining: Conversations from the Edges Sociological Review, Gateshead, BALTIC.  June 2018

Carruthers Thomas, K (2018c) Navigation, Blaenau Ffestiniog, Cinnamon Press. 

Carruthers Thomas, K (2019a) ‘Gender as a Geography of Power’ in G Crimmins (ed) Resisting Sexism in the Academy: Higher Education, Gender and Intersectionality, Basingstoke: Palgrave Macmillan

Carruthers Thomas, K (2019b) Glass. Sociological Fiction Zine, Edition #5 www.sofizine.com.

McLure, M (2013) ‘Classification or Wonder? Coding as an Analytic Practice in Qualitative Research’, In Coleman, R and Ringrose, J (eds) Deleuze and Research Methodologies, Edinburgh: Edinburgh University Press.  Chapter 9. pp.164-183.

Merriam-Webster (2019). [online] Available from https://www.merriam-webster.com/dictionary/glass%20closet Accessed 28 May 2019.

Ryan, M and Haslam, A. (2005) The Glass Cliff: Evidence that Women are Over-Represented in Precarious Leadership Positions, British Journal of Management, 16(2): 81-90

Thomas, K (2016). Dimensions of belonging: rethinking retention for mature, part-time undergraduates in English higher education, PhD thesis, Birkbeck, University of London

Williams, M (2013) ‘The Glass Escalator, Revisited. Gender Inequality in Neoliberal Times’, Gender & Society 27 (5): 609–629


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‘Care-free at the top?’ Exploring the experiences of senior academic staff who are caregivers

by Marie-Pierre Moreau

Over the years I have expressed a keen interest in the relationship between care and academia. This interest was triggered by my personal circumstances when, in 2008, as a research fellow and PhD student, I took my newborn daughter to the local university nursery and mused on the lack of research exploring the relationship between studying and parenting. What I did not know at the time was that, a decade later, I would be writing about this particular episode and that this thought would lead to the development of a range of research projects, initially focusing on student parents and, lately, on academics with a range of caring responsibilities. Earlier work I conducted with Murray Robertson on the latter group suggested that, at senior levels of the academic hierarchy, academic cultures are experienced as being particularly ‘care-free’, with one participant in particular describing care as ‘glossed over’ in senior academic cultures (Moreau and Robertson, 2017). Winning a 2017 SRHE Research Award enabled us to further explore the in/visibility and mis/recognition of care at that level of the academic hierarchy, as we embarked on the ‘Care-free at the top’? Exploring the experiences of senior academic staff who are caregivers project (Moreau and Robertson, 2019).

It is worth reminding here that very little is known about academics with caring responsibilities, and even less so about those carers who are in senior academic positions. So far, most research in this field has focused on ‘balancing’ motherhood and academic work and has ignored those with caring responsibilities other than the parenting of a healthy, abled child. Likewise, research on those in leadership and management roles has concentrated on their academic lives, usually in isolation of their more ‘personal’ commitments. Drawing on a post-structuralist feminist perspective and a corpus of 20 semi-structured interviews with ‘senior academics’ based in England, the research team explored how members of this group experience and negotiate their hyphenated identity, as senior academics who are also carers. In the stories they told us, participants went to great length to keep care ‘at bay’, drawing on a discourse of separateness which has been a long-lasting feature of academic cultures, in Europe and beyond. Think, for example, of Descartes’ philosophical proposition ‘cogito ergo sum’ and of one of its underpinnings, ie the view that our intellect suffices to define who we are. Despite considerable cultural changes over the centuries, the association of academic excellence with White, middle-class and ‘care-free’ masculinity subsists to this day (Leathwood and Read, 2008).

Yet it is also clear that, despite these discursive attempts to keep care ‘at bay’ and embody the subject position of the ‘care-free’ academic, participants’ narratives simultaneously highlighted the entanglements of care and paid work in their lives – a slightly expected finding in a context where the family and academia have been described as ‘greedy institutions’ which demand full availability and loyalty (Coser, 1974). In particular, this discursive construction of the academic as care-free appears highly gendered, as well as classed and ‘raced’, with considerable variations across this group of academics in terms of who can occupy the positional identity of the ‘care-free’ academic. Those who were the more likely to fit the default figure of the ‘bachelor boy’ (ie a white, middle-class, heterosexual academic) were less likely to experience the tensions arising from combining care and paid work than those belonging to marginalised groups. Women academics, and women academics from black and minority ethnic backgrounds in particular, often described their experience of combining the demands of paid and care work as a ‘struggle’ – a narrative broadly absent from the stories told by their male counterparts. It is also clear that those identifying as LGBTQ were exposed to additional difficulties in their attempt to perform a senior academic and a carer identity, in the context of academic cultures which remain predominantly heteronormative. Likewise, those with responsibilities other than the parenting of a healthy, abled child were, overall, the more dissatisfied with the support received from their institution on a formal basis, and the more pessimistic about significant improvements to this support in the future. Thus, there are considerable hierarchies and intersectionalities at play in the lives of senior academic carers, with their ability to swiftly perform a senior academic identity depending on their location at the intersection of multiple discourses and relations of power.

Such inequalities are maybe best illustrated by the contrast between Jeremy’s and Rosie’s narratives (both names are pseudonyms, with limited detail provided to protect participants’ identities). Jeremy (a professor and a father) talked about feeling ‘relentlessly positive’ about his job, with academic life constructed as eminently flexible and allowing him to care for his children. Combining caring and academia was, in his own words, ‘a very natural experience’. He did not identify any negative impact from being an academic carer, nor did he think there were any senior roles which might be challenging for carers to hold:

… but is any post not attainable?  No, I don’t think that’s correct at all, I think all senior management posts are entirely compatible with having a very active family life or indeed, a very active life without a family outside work.

In contrast, Rosie (professor, caring for parents) alluded to the multifaceted dimensions of caregiving (Lynch et al, 2009) and to its significant impact on her life:

… even when professional services are involved and are supposedly responsible for the person you were caring for, I am still responsible for my mum (…) So this issue affects your day-to-day living, your life, your working life, because if there’s a problem they ring you, she’s refusing personal care, she’s locking herself in her room, she’s throwing things, she’s abusing staff, and you’re the one responsible. It all comes back to you.

Also significant was the finding that some senior positions appear more open to carers. Managerial routes were viewed as particularly hostile to this group due to expectations of full availability and to the ‘ever present’ culture they were linked with, while a research professorship route was deemed highly demanding but more flexible and thus more ‘carer-friendly’. Managerial positions that still involved academic work (ie a pro vice-chancellor or a faculty dean) were deemed the most problematic for carers, due to the multiple demands on those occupying these positions and the resulting workload (eg when individuals have significant management responsibilities and are also expected to be research active).

In the context of an ageing and feminised academic workforce (HESA, 2018), the combination of paid and care work is likely to remain a key concern for the sector for many years to come. To challenge the status quo, we need to move away from a conception of carers as ‘encumbered’ and of care as ‘getting in the way’ of performing the neoliberal dream of the care-free, globally mobile and fully available academic. Instead, care needs to be conceptualised as a part of life that calls for recognition, with the figure of the carer normalised, in senior academia as elsewhere. This requires challenging care-free academic cultures – something individualised practices cannot achieve and even help to maintain. 

Based on the findings from this project, we made the following recommendations:

Recommendation 1: There is a considerable dearth of data regarding carers, including in senior academic positions. HESA and individual institutions should consider collecting data on academic staff’s caring responsibilities in intersection with other identity markers (e.g. position, gender and ethnicity).

Recommendation 2: The sector and individual institutions should mainstream care in university policies and practices so as to ensure that senior leadership roles are compatible with caring responsibilities. While this study highlights particular issues at this level of the hierarchy (eg mobility requirements, a ‘long hours’ culture, heavy workloads), these are likely to vary across institutions and subject areas. Thus, the views of carers should be sought before reviewing extant policies and developing new ones.

Recommendation 3: Institutions need to acknowledge the diversity, intersectionality and fluidity of care. This means a ‘one fits all’ solution is unlikely to be satisfactory. Policies should be flexible enough so that they can be tailored to suit the needs of various groups of carers, particularly women and those with caring responsibilities other than parenting, whose careers and well-being are more likely to be affected by their dual roles.

While the project is now completed and the final report published, the team continues to research this area, with the recent publication of an article on individualised practices of care in academia. Engaging with HE policy-makers and practitioners, as well as with the general public, is another ongoing aspect of our work. This has involved working closely with various HE institutions and national HE bodies; producing a short film on academic caregivers; and developing two briefing papers (to be published in the summer). In doing so, the team aims to raise awareness and encourage the development of policies which recognise and value the presence and contribution of carers in academia.

SRHE member Professor Marie-Pierre Moreau, School of Education and Social Care, Anglia Ruskin University, Cambridge, UK. Contact details: marie-pierre.moreau@anglia.ac.uk. Marie-Pierre and Murray would like to thank the SRHE for their generous support, Prof. Nicky Le Feuvre, Université de Lausanne, who acted as critical friend on this project, our colleagues at Anglia Ruskin University, and the participants to this research who shared their life stories with us.

The following policy briefings may also be of interest:

Academic Staff as Caregivers

Students as Caregivers

References

Coser, L (1974) Greedy institutions New York, Free Press

HESA (2018) Who’s working in HE?: Personal characteristics.

Available online: https://www.hesa.ac.uk/data-and-analysis/staff/working-in-he/characteristics

Leathwood, C and Read, B  (2008) Gender and the Changing Face of Higher Education: A Feminised Future? London: SRHE/Open University Press

Lynch, K and Ivancheva, M (2015) ‘Academic freedom and the commercialisation of universities: a critical ethical analysis’, Ethics in Science and Environmental Politics 15: 6-20

Lynch, K, Baker, J and Lyons, M (2009) Affective equality: Love, care and injustice Basingstoke: Palgrave Macmillan

Moreau, MP (2016) ‘Regulating the student body/ies: University policies and student parents’, British Educational Research Journal 42(5): 906-925

Moreau, MP and Robertson, M (2019) ‘Care-free at the top’? Exploring the experiences of senior academic staff who are caregivers London: SRHE

Moreau, MP and Robertson, M (2017) Carers and careers: Career development and access to leadership positions among academic staff with caring responsibilities London: Leadership Foundation for Higher Education


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How are you today, on a scale of 0-10?

By Paul Temple

I do like a nice two-by-two matrix, don’t you? I’ve been told that they’re such a feature of teaching at Harvard Business School that the whiteboards there come with the gridlines ready-marked (that’s in the “too good to check” category, by the way, in case you’re a HBS alum). So my attention was immediately caught when I saw that Rachel Hewitt’s HEPI Policy Note on “Measuring well-being in higher education” (May 2019) featured one. One axis is “mental wellbeing” and the other is “mental ill-health”. This is interesting, implying that the two are entirely distinct categories, when I suspect that most people would assume that the one goes in step with the other. So the matrix quadrant of “optimal mental wellbeing” and “maximal mental ill-health” conjures up a consultation on the lines of:

Psychiatrist: “Good morning, how are you feeling today?”

Patient: “Absolutely great, thank you, doctor!”

Psychiatrist: “So, let’s continue our discussion of your feelings of worthlessness and alienation…”

I’m not saying that the two categories are not in fact separate – I don’t have the expertise to make a claim either way – but the HEPI note, saying that mental ill-health requires “dedicated interventions” whereas lack of wellbeing needs “generalised resources”, doesn’t help me much in grasping the distinction being drawn here. The HEPI note then encourages universities to measure wellbeing so that “we can better understand the long-term trends in the health of those in the higher education sector” with a view to reducing “the likelihood of mental illness”. So the two are it seems, after all, linked in some way. There goes the nice two-by-two matrix then, if mental wellbeing and mental health are actually on a continuum.

So what about measuring wellbeing? There’s a good bit of this going on, by ONS (“On a scale of 0 to 10, how anxious did you feel yesterday?”) and the Student Academic Experience Survey, with an impressive sample size of 14,000. This apparently produced in 2017 a positive response to a “Life worthwhile?” question from just 19% of students – a figure which the HEPI note doesn’t seem to think worth remarking on. Are we really saying that only 19% of students think that their lives are worthwhile? This deeply implausible finding – which might perhaps be explained by respondents interpreting the question as something like, “Could your life be improved in same way?” – is thrown into even greater doubt when it turns out that the DLHE data for graduates has 80% of them answering “high” or “very high” to a “Life worthwhile?” question (and most of the rest give a “medium” answer).

“Not everyone”, goes on the HEPI note, “is keen on the increased collection of well-being measures.” Well, no, if the data are as all over the place as these are. But one key reason apparently given for not collecting wellbeing data is a concern that universities will then be judged on a measure over which they have no control. True, they do not have control over their students’ wellbeing, and nor should they have. Where is the evidence that students define themselves wholly as “students”, rather than individuals who happen to be students and a mass of other things besides? A negative answer to a wellbeing question could just as much reflect the breakup of a relationship, seeing Nigel Farage on TV, or watching Arsenal play, as it has to do with the university. The HEPI note argues the other way, saying that “We cannot make improvements in the delivery of higher education if we do not understand our weaknesses” – the assumption being that the factors that cause poor mental wellbeing are “weaknesses” to be found somewhere in the university, susceptible to management interventions. Universities can try to improve their NSS scores by providing feedback more promptly, or whatever, because students have themselves defined the problem precisely: “We want faster feedback”. No such precision can be available to help improve wellbeing, as your idea of wellbeing may be completely different to mine. Universities should instead do what they are supposed to do – using their resources to create a community which supports the best teaching and research that it can achieve – and allow students to build mental resilience in their own ways by drawing on the intellectual resources that should be on offer to them.

SRHE member Paul Temple, Centre for Higher Education Studies, UCL Institute of Education, University College London.


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Practising a Pragmatic Critical Pedagogy in Higher Education

by Mona Sakr

Reflections on a workshop hosted by the SRHE Academic Practice Network

At a workshop on 8 May 2019 in the SRHE offices Jennifer Bain and Juliet Sprake (Goldsmiths University) shared their emerging conceptualisations of a ‘pragmatic critical pedagogy’. Their ground-breaking approach comes about as a way to grapple positively with the tensions and affective dissonance that critical pedagogues encounter in the contemporary HE landscape, characterised as it is by neoliberal definitions of learning as consumption and the relentless emphasis on ‘student satisfaction’. What do we do with the uneasiness we feel? How do we move from our experiences of discomfort? Bain and Sprake shared in this workshop the spaces that they have created as a response to these questions, and, in particular, innovations emerging through a research and teaching project that they have conducted with partners in the Philippines.

The approach presented in the workshop hinges on the infusion of critical pedagogies with principles and processes that are essential to design education. Bain and Sprake argue that working with design mindsets and methods can enable us to find and make the micro-adjustments to practice that allow critical pedagogies to flourish in a potentially stifling wider climate. Through design, we can grapple with the contradictions and complexities we encounter as researchers and teachers without falling into a pit of despair. Through the design process, we identify responsive actions to the disjunctions and the dissonance. As we move against and around dominant neoliberal discourses of ‘learning as consumption’, the design process can inspire us to move on to the ‘what next’.

As participants in the workshop, we had the opportunity to try out for ourselves the design infused critical pedagogy that Bain and Sprake advocate. What Bain and Sprake call ‘pragmatic critical pedagogy’ was put to work in small groups where we decided on a particular problem statement relating to the research-practice culture of universities; statements such as ‘collaboration is time-consuming’ or ‘teaching-led research is undervalued’. We were then prompted through a series of design-focused questions to see the opportunities for design at work in the statement. We applied particular design mindsets (such as ‘optimism’ or ‘empathy’) to find new ways of seeing the problem. The point was not to ‘unsee’ the contradictions, tensions and frictions, but rather to see them from a different perspective, inviting new avenues for action.

Reactions to the task were enthusiastic. Discussion after the activity suggested that participants appreciated how the design nature of the task invited participants to launch into genuine and open dialogues with each other. At the same time, as you would expect, new points of tension emerged. What does the design process do to the affective dimensions of  critical pedagogy? Do design mindsets (such as ‘optimism’) override affective dimensions that might be a vital part of critical pedagogy? What happens to the anger, what Freire calls the ‘just ire’ (Freire, 2004), that comes with disjunction and dissonance? What happens when we push beyond despair to occupy an artificially induced space of optimism? How much of the design approach privileges working within the constraints and conditions of our situation (designing for an audience and to a brief), and therefore enables micro-adjustments that align with, rather than challenge, the status quo?

It is exciting to see that Bain and Sprake are currently extending their research, with support from the British Council, to look at how pragmatic critical pedagogies might play out on digital platforms. As they observed in the workshop, digital learning tends to be designed around behaviourist principles of learning, rather than tuning into the foundations of critical pedagogy. It will be fascinating to see how their explorations as part of the project ‘A Sustainable Framework for Design Thinking in Education’ might begin to unsettle the dominant models of digital learning and help to move the sector forward. 

SRHE member Mona Sakr is Senior Lecturer in Education and Early Childhood at Middlesex University. Her latest book is Creativity and Making in Early Childhood: Challenging Practitioner Perspectives.

Reference

Freire, P. (2004). Pedagogy of indignation. Boulder, CO: Paradigm.