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The Society for Research into Higher Education


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Inclusive research agendas: what’s excluded?

by Jess Pilgrim-Brown

University discourse, policy, and practice has focused increasingly on access, widening participation and inclusion over the course of the last thirty years (Heath et al, 2013). In particular, understanding access, participation and inclusion for those who align with the different protected characteristics (as defined by the Equality Act 2010) has been of interest to academic research, given various political movements to widen access to higher education. There is a wealth of research in the space of equity, equality, and inclusion which has started to prise open the daily lived experiences of those who hold one or more of the protected characteristics as being part of their identity. Both in the tradition of UK academia, but also from research conducted in the US, we – as a research community – have begun to recognise the institutional and systemic structures which lead to sexism, microaggressions, blatant overt racism, disabilities and health inequalities, issues of access, pastoral burden and caring responsibilities. These facets can lead to extreme workloads, extreme discomfort, bullying and sometimes harassment routinely endured by members of both the academic community and the student body. Of course, research which seeks to make inequalities more transparent has also focused on social class background, which does not feature as one of the nine characteristics outlined by the Equality Act 2010. Here, research has predominantly focused on the experiences of working-class students, academics (and on one occasion, parents) but as yet, in the UK, the remit of who is included here is limited (Crew, 2020; 2021a; 2021b).

There are groups which exist outside the current research narrative which are less considered within the wider body of experiential evidence within the academy (Moreau & Wheeler, 2023; Caldwell, 2022). The ambition to promote access to these voices formed the basis of the rationale for my doctoral thesis research ‘Doing the heavy lifting: the experiences of working-class professional services and administrative staff in Russell Group universities’, completed in 2023. The study featured 13 participants who self-identified as working-class and worked in professional services and administrative roles in UK Russell Group universities. Using a novel approach it combined narrative inquiry (to understand historical personal biography and context) with more traditional semi-structured interviews, to understand the phenomena of existing in contemporary university spaces (Clandinin & Connelly, 2000).

As I discussed both in a presentation at SRHE’s annual conference and within my doctoral thesis research, there are distinct limitations within the academic research body which have isolated the experiences of students and academics with particular protected characteristics, often at the expense of intersectionality or of the representation of other stakeholders who have critical value within university spaces. I addressed the ways in which administrative staff and professional services staff are included within academic research, as a representation of their human capital, roles and responsibilities, the ‘minions of management’ that Dopson & McNay discuss leads to an absence of voice and authority. These accounts focus on the actions performed within the university space rather than the experience these individuals have of that space, and how these experiences reflect the wider institutional culture at play (Caldwell, 2022). This understanding of other people within higher education research as being inextricably connected with role rather than identity and experience is something which was also exemplified by Marie-Pierre Moreau and Lucie Wheeler (2023) in their recent SRHE conference presentation on the current status of academic research literature with ancillary workers in higher education in the UK. Finding little UK-based research, Moreau & Wheeler concluded that the everyday experiences of ancillary workers had thus far, to their knowledge, failed to have been included in the wider narrative about institutional culture and lived experience in UK HEIs. 

In a previous blog post for SRHE, Michael Shattock discussed the centralisation of UK higher education away from regional responsibility and governance. Similarly, the degree to which the internal systems of university administration is centralised, or not, has the potential to facilitate or negate healthy working relationships and partnerships, fostered by governance structures. It is particularly pertinent that the brokers of the relationships which are formed from levels of centralisation are the professional services and administrative staff who facilitate the function and process of legislation, administration and research management and the teaching, research, and technical expertise of those working on academic contractual pathways. And yet, like the ancillary workers who provide critical support to the daily function of the university in the most literal form, the experiential perspectives of these huge groups of university employees are left largely outside of the scope of academic research.

Organisational culture literature dictates that culture is predominantly dictated by three elements: assumptions, values and artefacts (Schein, 2004). Where assumptions are a mental model used by managers to make sense of the environment, values are the socially constructed principles that guide behaviour; these are reflected through speech, approaches and spoken goals. Artefacts are the ‘visible and tangible layer’, in the case of the university, the statues and buildings (Harris, 1998; Joseph & Kibera, 2019). In understanding the possibilities for development and promotion, career trajectories, workload, working environments and relationships between people in higher education it might be possible to make some small-scale assumptions about how much these institutions are indeed changing towards becoming more inclusive or how far removing cultural icons of oppressions, such as statues, is a purely performative act.

By collecting first-hand experiential evidence around the assumptions and values of an institution, the nature of organisational culture might be possible to discern (Harris, 1998). I fail fundamentally to understand how research culture initiatives, which, in their broadest sense tackle the measurement and progression of positive research cultures in universities in the UK, can make any progress on the status and environment of our institutions without having legitimate, robust, empirical evidence driving policy and practice. And that empirical evidence needs to include the perspectives, insights, and opinions of everyone who is a direct stakeholder within the organisation. By omitting large swathes of those who directly affect and are directly affected by that organisation we omit the opportunity to make credible, inclusive, necessary progress both in policy, but also in the implementation of practice. The absence of these voices is an academic failure which, in its current form, fails to address the full spectrum of the political economy of UK universities. It is only in doing more work in this area that progress in equalities agendas can fully be realised.

Dr Jess Pilgrim-Brown is a sociologist and researcher in education. She focuses on issues relating to social class, gender and wider social inequalities. Her thesis research ‘Doing the heavy lifting, the experiences of working-class professional services and administrative staff in Russell Group universities’ was the first of its kind in the UK. Her research interests span sociological theory, innovative methods in qualitative research designs and research ethics. She is a current Research Associate at the University of Bristol and Postdoctoral Researcher at the University of Oxford.


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Widening participation, student engagement, alienation, trauma and trust

Caroline S Jones and Zoë Nangah

Social mobility target setting and progression data collection have long been on the agenda for UK HE policy makers and are widely documented, debated and researched (Connell-Smith and Hubble, 2018; Donnelly and Evans, 2018; Social Mobility Commission 2017, 2019; Phoenix, 2021). Widening Participation (WP) policy underpins much Government target setting, dressed up as a key factor in improving the nation’s social mobility issues.  Much of the work undertaken in this field focuses upon the recruitment of students from the WP demographic onto Higher Education (HE) programmes, with data tracking at key points of the student’s journey as a measuring tool (Vignoles and Murray, 2016; Robinson and Salvestrini, 2020; Phoenix, 2021).  However, there appears to be a distinct lack of focus on the student as an individual human being, who arrives into the HE world with prior lived experience, and a lack of consideration of the impact of future life experiences aligned to the student’s individual psychological status.

This omission can have a profound effect on a student’s ability to engage in their programme of study, thus affecting their ability to progress and succeed, contributing to barriers to engagement (Jones and Nangah, 2020). On-entry assessment currently does not capture the presence of traumatic histories, and students may not feel able to fully disclose their experiences until they have established a tutorial connection. Furthermore, HE systems may not have access to information, either on-entry or during studies, that enables appropriate tutorial support and adequate referral, due to GDPR (2018) restrictions and confidentiality principles. Therefore, academic tutorial expertise and understanding how to support students from a psychological perspective might need to be considered using specific relational elements in a humanistic manner. At system level, internal and external support for students focusing on their holistic needs might also improve access and progression.

These ideas led us to conduct a deeper investigation into the psychological needs of students, to seek out methods, practices and potential policy changes which might reduce barriers to student engagement. This new knowledge could enable policy makers, HEIs, HE staff and departments to improve their current practice and  strengthen progress in terms of the national social mobility agenda (Augar, 2019). Examining barriers to student engagement for the WP demographic and specifically focusing on the links between psychological alienation theory (Mann, 2001), trauma and trust (Jones, 2017) in the HE context, led us to this new angle on the conundrum of meeting social mobility targets. Furthermore, recent neurological research, such as brain and amygdala responses to threat within specific groups (Fanti et al, 2020), could be explored further within HE student populations. Students who are affected by trauma could be better supported by using research-informed practices that can then be embedded in HE, focused on individual requirements.

To making a difference to current social mobility rates and targets we need to explore new concepts to inform and drive change in the sector. Our systematic literature review (Jones and Nangah, 2020) focused on the analysis of links between alienation theory (Mann, 2001; Jones, 2017), experiences of prior, existing or present traumatic experiences and the student’s ability to trust in the academic systems within which they are placed. The presence of traumatic emotional experiences in WP student populations connected to psychosocial and academic trust alienation theory contributes to understanding engagement barriers in HE. Using PRISMA guidelines, 43 publications were screened based on inclusion/exclusion criteria. Our review identified students’ experiences of trauma and how this had affected their HE educational engagement. It documented support strategies for student success and improvements in HEIs’ commitment to meeting WP agendas. This underlined the need for HEIs to commit to the social mobility agenda in a way which is aligned with barriers to student engagement. Current tracking and support systems may need to be augmented by tutorial systems and training for academic staff in relational tutorial systems, emphasising the presence of a consistent tutor. Jenkins (2020) suggests a single-session approach for addressing student needs within a short-term counselling model, but recognises this may not be suitable for students with more complex requirements. Thus, longer-term interventions and individualised counselling support approaches are arguably needed to support this demographic. 

To decrease barriers to student engagement we need to focus on psychological well-being and collaborative HEI strategies to improve recruitment, retention and ultimate success. Our systematic review argued that deeper understanding of the complexities of student needs should be embedded within HE teacher training programmes and curriculum delivery. Extending teaching skills to embed psychological understanding and practice delivery skills would not only work to meet Government targets but also raise aspirations: ‘ …with the right approach, the transmission of disadvantage from one generation to the next can be broken’ (Social Mobility Commission, 2017: 8).  Fulfilling the moral and corporate responsibility of HEIs to support the success of WP students might need new insights. Focusing on student engagement in HE with a better understanding  of psychological alienation theory, trauma and trust could be used by multiple HE audiences and across countries to improve practice and drive both political and educational change for the most disadvantaged individuals. It is time to view HE students from WP backgrounds as individuals, to respect their aspirational aims and value their experiences in a way that best suits their subjective requirements, so that they may progress and  succeed, helping to improve social mobility.

SRHE member Caroline S Jones is an applied social sciences professional with extensive experience in the children and young people field and HE programme leadership. She is a Tutor in the Education Faculty at Manchester Metropolitan University and was previously a Lecturer at the University Campus Oldham and at Stockport University Centre. Twitter: @caroline_JonesSFHEA. LinkedIn: https://www.linkedin.com/in/caroline-jones-1bab40b3/

SRHE member Zoe Nangah has been a Lecturer/Senior Lecturer in HE for 16 years across Psychology, Social Sciences, Counselling and Childhood Studies disciplines. She is currently a Senior Lecturer and Course Leader at the University of Chester for the MA Clinical Counselling course. Zoe is a qualified counsellor and supervisor and has conducted research into emotional experiences within student populations and explored perceptions of the support services. Twitter @zoenangah 

References

Fanti, KA, Konikou, K, Cohn, M, Popma, A and Brazil, IA (2020) ‘Amygdala functioning during threat acquisition and extinction differentiates antisocial subtypes’ Journal of Neuropsychology, Volume 14, Part 2. (June 2020) 226-241, British Psychological Society

Jenkins, P (2020) ‘Single session formulation : an alternative to the waiting list’ University and College Counselling Volume 8, issue 4, November 2020

Mann, SJ (2001) ‘Alternative Perspectives on the Student Experience: Alienation and Engagement’ Studies in Higher Education 26 (1): 7–19

Robinson, D and Salvestrini, V (2020) The Impact of Interventions for Widening Access to Higher Education London: Education Policy Institute: TASO

Social Mobility Commission (2017) State of the Nation 2017: Social Mobility in Great Britain London: Social Mobility Commission

Social Mobility Commission (2019) State of the Nation 2018-2019: Social Mobility in Great Britain London: Social Mobility Commission


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The Social Mobility Index (SMI): A welcome and invitation to debate from the Exeter Centre for Social Mobility

by Anna Mountford-Zimdars and Pallavi Banerjee

There is a new English league table on the block! Welcome! The exciting focus of this new ranking concerns social mobility – the clue is in the name and it is called the Social Mobility Index (SMI). Focusing on social mobility differentiates the SMI from other league tables, which often include dimensions such as prestige, research income, staff qualifications, student satisfaction, and employment outcomes.

The SMI is specifically about an institution’s contribution to supporting disadvantaged learners. It uses the OfS model of access to, progression within and outcomes after higher education. Leaning on a methodology developed for a SMI in the US, the English version contains three dimensions: (1) Access, drawing on the Index of multiple deprivation (IMD); (2) Continuation, using progression data into the second year drawing on IMD; and (3) Salaries (adjusted for local purchasing power), using Longitudinal Education Outcomes (LEO) salary data collected one year after graduation.

The SMI report thoughtfully details the rationale for the measures used and is humble in acknowledging that other measures might be developed that are more useful. But do the reflections of the authors go far enough? Let’s take the graduate outcome LEO data for example. These capture salaries 15 months into employment – too early for an outcome measure. It is also not broken down by IMD, there are heaps of missing data in LEO and those who continue into further study are not captured. Low IMD students may or may not be earning the same sort of salaries as their more advantaged peers. The regional weightings seem insufficient in light of the dominance of high-salary regions of both the US and English SMI. These shortcomings make the measure a highly problematic one to use, though the authors are right to endeavour to capture some outcome of higher education.  

We would like a bolder SMI. Social Mobility is not only about income but about opportunities and choice and about enabling meaningful contribution in society. This was recognised in Bowen and Bok’s (2000) evaluation of affirmative action, which measured ‘impact’ not only as income but as civic contribution, health, well-being.  Armstrong and Hamilton (2015) show the importance of friendship and marriage formation as a result of shared higher education experiences. The global pandemic has shown that the most useful jobs we rely on such as early years educators are disgracefully underpaid. The present SMI’s reduction of ‘success’ to a poor measure of economic outcomes needs redressing in light of how far the academic debate has advanced.

Also, social mobility is about more than class, it is about equal opportunities for first generation students, disabled students, men and women, refugees, asylum seekers, global majority ethnic groups as well as local, regional, national and international contributions. It is also about thinking not only about undergraduate student access, progress and success but about postgraduates, staff and the research and teaching at universities.

A really surprising absence in the introduction of this new SMI is reference to the Times Higher Education Impact Rankings. These are the only global performance tables that assess universities against the United Nations’ Sustainable Development Goals. First published in 2019, this ranking includes a domain on reducing inequality. The metrics used by the Times Higher ranking are: Research on reducing inequalities (27%); First-generation students (23.1%); Students from developing countries (15.4%); Students and staff with disabilities (11.4%); and Institutional measures against discrimination – including outreach and admission of disadvantaged groups (23.1%). The THE ranking celebrates that institutions also contribute to social mobility through what they research and teach. This dimensions should be borrowed for an English SMI in light of the importance attached to research-led, research-informed and research-evidenced practices in the higher education sector.

The use of individual measures in the THE ranking, of those with parents without a background of higher education (first generation students) and those with disabilities, including staff, has merit.  Yes, individual-level measures are often challenging to ‘operationalise’. But this shouldn’t prevent us from arguing that they are the right measures to aspire to using. However the use of first generation students also highlights that the debate in the UK, focusing on area-level disadvantages such as the IMD or POLAR, is different from the international framing of first generation students measuring the educational background of students.

The inclusion of staff in the THE ranking is an interesting domain that merits consideration. For example, data on, for example, the gender pay gap is easily obtainable in England and it would indicate something about the organisational culture. Athena Swan awards or the Race Equality Charter or other similar awards which are an indicator of the diversity and equality in an institution could be considered as organisational commitments to the agenda and are straight-forward to operationalise.

We warmly welcome the SMI and congratulate Professor David Phoenix for putting the debate centre-stage and note that his briefing is already stimulating debate with Professor Peter Scott’s thoughtful contribution to the debate.  It is important to think about social mobility and added value as part of the league table world. It is in the nature of league tables that they oversimplify the work done by universities and staff and the achievements of their students.

There is real potential in the idea of an SMI and we hope that our contribution to the debate will bring some of these dimensions into the public debate of how we construct the index. This will create a SMI that celebrates good practice by institutions in the space of social mobility and encourages more good practice that will ultimately make higher education more inclusive and diverse while supporting success for all.

SRHE member Anna Mountford-Zimdars is Professor of Social Mobility and Academic Director of the Centre for Social Mobility at the University of Exeter. Pallavi Amitava Banerjee is a Fellow of the Higher Education Academy. She is an SRHE member and Senior Lecturer in Education in the Graduate School of Education at the University of Exeter.


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How literature puts a spark into university access debates

by Anna Mountford-Zimdars and Colin McCaig

“The greatest competition to the establishment of social science was literature” observed one of our undergraduate lecturers many moons ago. If you wanted to know about the conditions of Victorian England, would you like to read a report detailing the diet and housing conditions of members of different social groups or read Charles Dickens?

As scholars in the field of widening participation and social mobility we were implicitly challenged to reconsider this question: is it literature or is it social science that touches us, and motivates us to change policy or even our own actions? Unsurprisingly, we argue that there is room for both genres, but literature wins hands down in terms of instilling passion and allowing us to consider issues with our hearts rather than heads.

We are talking here about Tara Westover’s memoir, Educated, that ‘went viral’ in the United States and beat Michelle Obama’s autobiography to become the Goodreads Choice Award 2018. Among the over 50,000 reviews of the book is one from Bill Gates and the book was on Barack Obama’s summer reading list.

Reviews and talk-shows featuring the memoir have focused primarily on the family story and the often disturbing relationships between family members, which led to the ultimate schism between Tara and her parents. But reading the book as social scientists, we did not only see  a memoir of bizarre familial dysfunctionality, we found ourselves reading this book as the ‘ultimate widening participation’ story.

Born in Idaho to a Mormon survivalist father opposed to public education (indeed, any government activity), Tara never attended school or saw a doctor. She spent her days working in her father’s junkyard or stewing herbs for her mother, a self-taught herbalist and midwife. While one of her siblings taught her to read, another frequently attacked her violently with the parents looking away. Her story of transformation through education began when Tara taught herself the numeracy skills required to pass the standardised entrance test for universities, the ACT. This set her on an education journey to Brigham Young University (a Mormon university in Utah), Harvard and to her PhD at Cambridge, England, on The family, morality and social science in Anglo-American cooperative thought, 1813-1890.

Reading Tara’s story with the eyes of social mobility scholars, it offered much reassurance for academics committed to the access agenda. Tara is admitted to higher education despite her lack of traditional (school) credentials. She receives a partial fee waiver by the institution. When, eventually, she applies for federal financial aid help, she receives help from the state. Her tutor encourages her to apply for a study abroad opportunity at Cambridge. Not only this, but when she is not selected, he uses his knowledge of her and her context to advocate for her and succeeds in getting her a place. Other tutors spot her talent and encourage and advocate for her to obtain a scholarship – the Gates scholarship – to undertake her PhD work at Cambridge. There are also wider support networks: when she first enters higher education, a Mormon Bishop supports her though conversation and, at Cambridge, she is able to enrol at the University Counselling Service.

We read this as a partial redemption story for those working on access and increasing opportunities. We are often frustrated by slow progress and continued inequities in access, progression and success in higher education, or we see HE institutions struggling to change as fast as society to be fully inclusive. There is always a feeling that more could be done: our outreach programmes sometimes don’t reach the most disadvantaged. There can be inadequate regional coverage of opportunities. Higher education may not be the right choice for everyone. Our institutional timetables don’t always allow for students to have part-time jobs they need to fund themselves or their caring responsibilities. We have to make the same arguments year after year to keep widening participation as a core consideration of the daily activities of our institutions. Universities are all fishing for the same ‘diamonds in the rough’ which, in the UK, is often solely defined as a disadvantaged student, however measured, with unusually high grades given their opportunities and context. We need to work on widening access and funding for postgraduate study. And all this is not for lack of social science evidence of what the issues are, or ideas of what needs to be done to achieve greater evidence – it’s just that it is hard to do it all the time. So, it is easy sometimes to be frustrated.

And then along comes Tara and tells the story of how it is all worth it in the end. How she encounters academics who are fundamentally decent human beings, who can contextualise her knowledge and lack thereof, who care and make a difference. And she tells of a state government that does actually offer funding (if modest), of institutions that offer scholarships (if modest), of scholarship panels that are thoughtful – perhaps even wise – and of professional service parts of the university successfully working to support students.

But there are also questions the book leaves us with, that emphasise the need for further research: Tara was able to compensate for an almost complete lack of education by passing a college entrance test. This would not be possible in the English system – save for, perhaps the Open University, institutions respond to market drivers and want young people from a traditional trajectory of having been to school, taken exams (especially A-levels in favoured subjects) and demonstrated prior success. Tara would have been denied the  opportunities of higher education in the UK and we would have lost out on a PhD – and, more importantly, her book.

We can also ask how people who share some of Tara’s ‘educational disadvantages’, such as rurality and home-schooling, could be reached and inspired to change their journeys. It is clear that Tara is an incredibly resilient and reflective woman; it would be unreasonable to infer that everyone in her circumstances could have taken the path she did. How can we support more people who share some of Tara’s characteristics to enter higher education?

We also wonder about the role of academic discretion, one of the greatest aspects of being a professional in higher education. The academics in the book put their discretion to good use to support Tara, creating a powerful story of individual academic success and opportunities. But how can we create more structures that enable more of such individual success stories? For example, we don’t know – from the book – whether there are established links between universities with a specific religious focus – such as Brigham Young – and favoured entry to her subsequent institutions, Harvard and Cambridge. Was her discretion-enabled journey really about her specific talents, or was she just the Mormon applicant with the most harrowing backstory? Access work is all about equalising opportunities for progression into HE, but the implication is that Tara was helped on her way because of her initial church affiliation and subsequent links between institutions with Christian foundations. In essence, the access question is: would an uneducated rural girl from the mountains of Idaho have the same opportunity if she didn’t have familial links with the Mormon Church of Jesus Christ of Latter-Day Saints? Discretion, when it is essentially discrimination, can be more structural than personal.

Social science can give us good questions, good evidence, answers and facts. Literature can put the soul and heart into the stories and inspire more thinking, research and action. Dr Westover may not have intended to create new lines of research in social mobility, but she has nonetheless succeeded in doing so perhaps to a greater level than recent scholarly books in the field.  So we end with a big thank you to Dr Tara Westover for sharing her fantastic story!

SRHE member Anna Mountford-Zimdars is Professor of Social Mobility and Academic Director of the Centre for Social Mobility at the University of Exeter. SRHE member Colin McCaig is Professor of Higher Education Policy in the Sheffield Institute of Education at Sheffield Hallam University.

Which books beyond social science have influenced your academic practice? Write us a blog about it, or if you prefer discuss an idea first with editor rob.cuthbert@uwe.ac.uk.