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Responsibilities and gatekeeping in using language certificates for HE admission

by Jana Berg, Michael Grüttner, Stefanie Schröder

With the exception of a few master’s degree programs, the German higher education system is dominated by monolingual organizations. Therefore, language certificates are a key element of access to German higher education for international students. Trust in language certificates is critical, both for international student applicants and for university staff as well. However, in admission practice, there might be a tension between professional responsibilities and a lack of trust in the validity of standardised language certificates.

From 2017 to 2021, we conducted the study “Refugees’ pathways to German higher education institutions (WeGe)” on study preparations for refugee students in German higher education at the German Centre for Higher Education Research and Science Studies (DZHW), which was funded by the Federal Ministry of Education and Research under grant number 16PX16015. Our interview partners included staff of HE institutions as well as preparatory colleges that have to decide about admission to study preparation courses for international students. Those courses often include language instruction, but an at least intermediate level of German proficiency is usually mandatory for enrolment.

Our interview partners demonstrated a strong sense of responsibility. On the one hand, to fulfil their perceived role in the context of quality assurance by selecting capable and motivated students. And on the other hand, to prevent students from wasting their time with futile endeavours. This responsibility was embedded in their role, but also reflected in their perception of tasks and priorities. At the same time, we found notable insecurities regarding the quantitative evaluation of language skills. Standardised language certificates, even though formally recognized on an institutional level, were commonly perceived as no representation of actual language proficiency. Interview partners referred to their practical experience that language skills of applicants with the same language certification varied widely.

This insecurity between institutional quality conventions and formal access criteria raises problems for the perceived responsibility to ensure a maximum chance of success for students. We illustrate this with qualitative interview material from one case that emphasised the perceived lack of reliable documentation of skills by standardised language certificates. The interviewee strongly identified with the role of keeping up quality conventions. However, he perceived a strict formal protocol based on paperwork as insufficient, as his professional experience had shown that language certificates do not always match his expectations in an applicant’s language proficiency. He emphasised: “I don’t really care about documents, the skills have to back them up”. His strategy to deal with this lack of trust was his personal, informal language test: “Whenever it is possible, if the people are present, I do an assessment test. It is 100 tasks with 40 minutes, like a snapshot. It is supposed to show what people can access spontaneously”. Theoretically speaking, a tension arises between two quality conventions, a first concerned with an evaluation that takes into account the local circumstances and personal responsibility for the individual purpose of the international student applicants, and a second concerned with an evaluation that treats every international student applicant as equal and self-reliant (Imdorf & Leemann, 2023). As a compromise between these two quality conventions, university staff invent localised, self-designed short language tests to address this tension.

After high dropout numbers and bad experiences with a lack of language proficiency in the past, our case study participant reported that his now more selective and rigorous procedure had improved the course results of participants. However, it was still very much based on his individual perception of potential participants, as one exception he had made emphasises: “A prime example is a woman from Sudan, South Sudan, with two small children. […] she got up at four in the morning to study before the children were awake. […] And I don’t know why, I looked her in the eye, and she wanted to. And went through with it, mercilessly. So really, as a prime example. And is now studying electrical engineering.”

This case emphasises how professional insecurities can cause the development of professional strategies that devalue institutionalised procedures and increase the relevance of subjective impressions. However, it is not an issue only related to this case, even though this interviewee was especially explicit in addressing his insecurities and his coping strategies. Our findings imply that this divergence between perceived professional responsibilities and institutional conventions on the one side, and the quality and reliability of even internationally recognized certificates on the other side, is causing a lack of direction. This void is met with strategies of additional support, individual assessment criteria, and sometimes a stronger emphasis on personal perceptions of applicants. This has implications not only for HE professionals, but also for accessibility and equity in higher education. When practitioners perceive documents as unreliable and adapt their selection measures accordingly, application procedures become unreliable and less than transparent to applicants. However, all HE application procedures should transparently respond to one question: what counts?

On a practical level, we recommend addressing such insecurities with HE practitioners, by offering practical training and creating opportunities for exchange and supervisions. Additionally, a closer look at the perceived insufficiencies of language certificates could and should also be used to further develop standardised language tests, best in a dialogue between test providers, teaching professionals and course participants. Further research in the area of study preparation on conditions conducive to the acquisition of German language skills at the university level could also usefully contribute to improvement.

Dr Jana Berg is a postdoctoral researcher at the German Center for Higher Education Research and Science Studies (DZHW). She holds a Dr. in Sociology from the Leibniz University of Hanover. Her main research is on widening participation, the governance of HE internationalization, and climate science communication.

Dr Michael Grüttner received his Dr in sociology from Leibniz Universität Hannover, Germany. He conducts research at the DZHW with a focus on social inclusion, migration, lifelong learning, and higher education.

Stefanie Schröder, MA, is the coordinator for continuing higher education at the Hochschulallianz Ruhr at Bochum University of Applied Sciences. Previously, she worked as a researcher at the DZHW. Her research focuses on educational inequalities, alternative access to higher education, and anti-discrimination data.

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The CGHE Annual Conference 2021: Remaking higher education for a more equal world

by Rob Cuthbert

While face-to-face CGHE conferences can be an endless delight, the Zoom-based 2021 Annual Conference on 11/12 May 2021 was more of a mixed blessing, perhaps because we are all jaded now with so much screen time. But, after an uncertain start, well-chosen keynotes lifted the spirits, research projects nearing completion justified their investment, new projects showed their promise, and CGHE Director Simon Marginson inspired a global audience of more than 250 with his encyclopaedic knowledge and the bold sweep of his analysis.

The opening session, with multiple 4-minute presentations conceived as each presenter’s ‘pitch’ for how to remake HE, didn’t really make the most of the academic talent on display, but the keynotes which followed were ample compensation. First, Dr Roberta Malee Bassett, global lead for tertiary education at the World Bank, gave the 2021 Burton R Clark Lecture, ‘Tertiary education systems and diversification: Adapting the wisdom of Burton Clark in promoting effective and inclusive reforms around the world’. The World Bank’s vision for tertiary education was that it would make “a strong contribution … to equitable growth, social cohesion and societies with strong democratic foundations …”. This suggested that, despite so much emphasis elsewhere on skills and knowledge, perhaps the remaking of higher education should put values as the defining characteristic of universities and tertiary education more broadly.

Immediately afterwards, Chris Millward of the Office for Students offered a case study of the history of access and participation in the UK, especially England. It was, if not quite Panglossian, a story which skated over many policy missteps in the last 20 years and diplomatically avoided a critique of present policy. Millward is slowly and skilfully doing all he can within policy constraints to remake things to be more equal, and he held the attention of the diverse audience by drawing out general lessons from what might have been a parochial story.

The momentum was sustained with a set of reports from near-completed projects in the CGHE stable. Highlights were Michael Shattock and Aniko Horvath (both Oxford) redrawing Clark’s triangle after their research into 6 varying European systems of HE governance, and Stephen Hunt (Oxford) arguing on the basis of his extensive research that private HE institutions, sometimes lauded by government for their diversity and innovation, may be doing no more than relocating disadvantage.

Thereafter Zoom fatigue began to take its toll: the promise of CGHE’s new project on ‘The Research Function and Mission of Higher Education’ inevitably remains unfulfilled at its starting point. The final session of the day was something of a reprise of the findings of earlier CGHE projects, asking ‘Too Many Graduates? – Perpetuating or Challenging Inequalities’. Its strong list of contributors – Paul Ashwin (Lancaster), Claire Callender (UCL Institute of Education and Birkbeck), Ariane de Gayardon (Twente) and Golo Henseke (UCL Institute of Education) – also helped to dilute the Oxford-flavoured staff mix which at times was overdone.

The second day began with an intriguing but only just beginning account of planned research into supranational spaces, before Simon Marginson’s keynote on ‘Globalisation: the Good, the Bad and the Ugly’. He offered an autobiographical vignette first, to ground us for the impossibly broad sweep of his subsequent analysis. Like a tightrope walker crossing Niagara Falls, his ambition seemed ridiculous until you slowly realised that he really was going to make it to the other side, as he assembled successive research findings in a compelling argument. The analysis of global knowledge production was a safe first step, suggesting that global integration had not, yet, worked out so well. Three critiques of Euro-American globalisation led to the suggestion that: “Global knowledge is the hope of the world, but the world is mostly excluded from it.” The unforeseen future would perhaps be dominated by multipolarity, with familiar North-South differences increasingly subordinated to East-West and other axes, and his optimism shone through: there is “a doorway in time” and we have agency, even if structures are difficult to change. He concluded that we need to be more vigorous in asserting support for the values of institutional autonomy and academic freedom, to work for a better definition of valid academic knowledge and renounce any general epistemology, to discard the machinery of exclusion, and give ourselves and others the room to grow and change.

The conference’s final sessions did well to avoid anti-climax. First came three very different perspectives  on HE and mental health, which with its successor illustrated some of Marginson’s argument for an ecology of knowledges. Then Vincent Carpentier (UCL Institute of Education) continued on his distinctive path taking the long view of historic funding patterns in English and French HE, Lili Yang (Oxford) spoke on the possibilities of the Chinese concept of tianxia weigong (all under heaven is for all) and Ka Ho Mok addressed the experience of Asian, mostly Chinese, students in studying abroad and then returning home to work.

Thus the CGHE stars continued their trek to boldly go where no-one had gone before, following CGHE’s 2020 book edited by Claire Callender (Birkbeck/UCL), William Locke (Melbourne) and Simon Marginson (Oxford), Changing higher education for a changing world. My review of that book anticipated that Marginson would aim to address what he called a “frontier problem of social science”, to understand better what higher education “does for the collective” and not just for individuals: “Just as physicists continue the search for a string theory of everything, Marginson commits himself, and perhaps his Centre, to developing a theory of everything in higher education. This first volume is declared as simply mid-range findings. We look forward to some grand theorising as the CGHE’s work unfolds.“

Here it comes …

Rob Cuthbert is the editor of SRHE News and Blog, emeritus professor of higher education management, Fellow of the Academy of Social Sciences and Fellow of SRHE. He is an independent academic consultant whose previous roles include deputy vice-chancellor at the University of the West of England, editor of Higher Education Review, Chair of the Society for Research into Higher Education, and government policy adviser and consultant in the UK/Europe, North America, Africa, and China. He is current chair of the SRHE Publications Committee.

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Freedom, equality, choice and China

By Rob Cuthbert

The Annual Conference of the Centre for Global Higher Education on 11 April was enough to reassure anyone that research into HE is in rude health. With a globally diverse audience of 250 or more at the UCL Institute of Education to talk about The new geopolitics of higher education, it was time well spent. Continue reading

Penny Jane Burke


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Access and widening participation in higher education

By Penny-Jane Burke

Questions of access and widening participation continue to pose significant challenges for policy-makers and practitioners in higher education with enduring and persistent inequalities at play.  Research has a central role to play in shaping the future directions of equity policy and practice, creating innovative methodologies and providing detailed and nuanced analysis to examine and unearth the root causes of ongoing inequalities. Research has traced the ways that inequalities are exacerbated by the multiple uncertainties and complexities characterising contemporary higher education, with profound changes being shaped by externally imposed and interconnecting political forces including globalisation, neoliberalism, neoconservatism, corporatisation, neo-patriarchy and neocolonialism.

In this contemporary context of higher education, there is increasing pressure for universities to position themselves as ‘world-class’, to aggressively compete in a highly stratified field driven by discourses of ‘excellence’ and to address the expectations of an all embracing league table culture striking at the very heart of university research and teaching. The ways that ‘excellence’ is placed in tension with ‘equity’ is unspoken and both ‘excellence’ and ‘equity’ are reduced to measurable outputs. Against this hyper-competitive and hierarchical landscape, concerns about widening participation, equity and social justice have been narrowed to aspirations of employability, efficiency and competency, with a strong emphasis on business and economic imperatives and logics. Continue reading