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The Society for Research into Higher Education


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Buddy, can you paradigm?

by Paul Temple

Kuhn’s The Structure of Scientific Revolutions is a remarkable academic book in that it remains a best-seller (as academic books go) more than 60 years after its publication. Even more unusually, Kuhn, a theoretical physicist, apparently “spent the rest of his life distressed by its success” according to the science historian Steven Shapin, who knew him, writing in The London Review of Books in March this year. He should have been so lucky, most academic authors would say. Also unusually, Kuhn intended his study as an encyclopaedia entry, not as a stand-alone book at all, and didn’t expect social scientists, historians, and others to latch onto it. But he shouldn’t really have been surprised, as “things are either x or y” claims are often pounced upon by those in search of a neat structuring for an argument. (One of my favourites is, “There are two sorts of people in the world: professional social scientists and amateur ones”.)

Anyway, Kuhn’s distinction between “normal science” and the intellectual revolutions that from time-to-time upend the discipline in question, “shifting” to a new “paradigm” before normal science resumes in a new paradigmatic way, can be applied in many fields. I’ve used it to help think about how management (or leadership) works: mostly it’s in normal-science mode, keeping things ticking over nicely, dealing with minor problems, making a few tweaks here and there; but then something really big comes along, the present methods are found to be inadequate, and a new way of working – a new paradigm – emerges. Then, after a bit, normal science resumes, but differently.

I think you could say a new paradigm for university leadership (or management) arose when league tables came along. These used performance indicators (KPIs, as they became known) which began to be produced in the UK in the late 1980s, following the Jarratt Report of 1985 which argued that university managements needed comparative data in order to become more efficient. Before then, everyone in the trade had a general idea of where their own institution fitted in, but management decisions weren’t made with the idea of becoming better than a particular competitor – just about becoming, if possible, better in some overall sense. League tables changed all that: managers were, often, told to do whatever it took to change the metric for which they were responsible. A new management paradigm had emerged. (HESA announced in 2021 that it was ending the publication of university KPIs – so perhaps that’s a paradigm that, over say 30 years, has run its course.)

When wars begin, effective political leaderships typically remove the peacetime generals who got promoted by being good at normal science – fitting in with the military bureaucracy, writing nice essays at staff college – and finding replacements who understand the new paradigm of war: winning battles isn’t the main task, it’s (almost) the only task. As Ukraine’s army chief of staff, General Zaluzhny (who looks like a man you wouldn’t want to annoy) told The Economist in December 2022, “I trust my generals. Since the start of the war I fired ten of them because they were not up to it. Another one shot himself.”

Which brings us to Mr Tony Chambers, formerly Chief Executive of the Countess of Chester Hospital. I suspect that Mr Chambers had been on a leadership course where your group is given a task that involves manipulating a number of variables, perhaps a game about managing a supermarket to maximise profits: do you cut prices to increase turnover, or increase prices in the hope of more revenue?; do you cut staff numbers to save on wages, or increase them to improve customer service? And so on. (Of course there is an algorithm underlying the game: mathematically-minded team members spend their time trying to crack the algorithm – I could never quite decide if this counted as cheating.) Mr Chambers saw his job at the hospital in this way, juggling variables: “[I had to] balance the competing priorities of the safety of babies and their families, the health and wellbeing of our staff and the reputation of our services…I have not always got the balance right…” (Guardian, 19/08/23). He was, in other words, operating in a normal-science mode based on a long-standing paradigm and, despite a mounting death toll in the neonatal unit, saw no need for a new paradigm. What, I suggest, the hospital needed was a wartime-mode chief executive, with one aim in view: to stop babies dying. The HR and comms issues that were obviously taking up a lot of Mr Chambers’ bandwidth needed, under the new paradigm, to be relegated or delegated. Keeping babies alive shouldn’t have been one priority among many, just as for Ukraine’s generals winning battles isn’t just a priority – it’s the only priority that counts.

Dr Paul Temple is Honorary Associate Professor in the Centre for Higher Education Studies, UCL Institute of Education.

Paul Temple


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Merchant rankers

by Paul Temple

I blogged a while back on THE’s transformation from a publisher of news and opinions on higher education to a producer and vendor of rankings data. Every issue of the magazine it seems now comes with the latest rankings publication, often thicker than the parent publication. The latest one that I’ve seen gives the “2019 University Impact Rankings”. You’ve got to admire the ingenuity of THE’s Chief Knowledge Officer, Phil Baty, and his team in dreaming up ever-more varied ways of ranking universities – and the cleverness of these latest rankings, examining contributions to the UN Sustainable Development Goals (SDGs), is that a wider range of universities than just the usual suspects can claim their place in the sun. So expect to see Kyung Hee University in South Korea boasting of its top world ranking under SDG 11, “Sustainable cities and communities”.

The UN has developed 17 SDGs taking in a wide sweep of worthwhile objectives, including peace, health, welfare, equalities, sustainability, and more. Probably all universities contribute in different ways to many of these goals, but how should their varying achievements in this field be ranked? Well, the difficulty of adding incommensurables together to produce a single number in order to create a league table has never so far got in the way of people with a ranking product to sell. So you won’t be surprised to hear that it turned out to be a piece of cake to add a university’s contribution to, say, “good health and wellbeing”, to a number reflecting its work on “gender equality”, to its number on “climate action”, to compare that total number to a number from a university on the other side of the world which says it contributes to a different set of SDGs – and to come up with a league table. (The University of Auckland came top, since you ask.)

As I said in my earlier blog about the THE annual university awards, you might think, where’s the harm in universities doing a bit of mild boasting about their contributions to perfectly worthwhile aims? Well, I think there are a couple of problems. One was brought home to me recently at a graduation ceremony, where the speech by the presiding member of the UCL brass was almost entirely about how well UCL and its constituent parts had done in the recent QS rankings. This both misleads families and friends, and probably many graduates, into thinking that rankings are some sort of unarguable, football league-style assessment, with a university’s work being counted in the same way as a team’s goals. But it also misses an opportunity to tell your own institutional story – “we are a terrific university, and this is why” – rather than sub-contracting the job to someone with a commercial axe to grind. What happened to institutional self-confidence?

The other problem is that the more universities appear to buy in to rankings like these, the more THE and other rankers are encouraged to offer consultancies based on their rankings. This is dangerous territory. Rather than claiming, however implausibly, that their consultancy services are entirely separate from their rankings activities, THE goes out of its way to link them. Imagine then a marketing director of a university in difficulties of some sort reading the several full-page ads for THE’s consultancy services in the Impact Rankings publication, with their offers of “expert guidance” and “tailored analysis for advancement” drawing on THE’s “deep expertise” with THE experts becoming “an extension of…universities’ marketing departments”. It wouldn’t be surprising if they thought, “Hmmm, maybe working with these guys might help us move up some of these rankings – at least we’d understand more about how they’re put together and we might then make some changes in what we do….”

So sets of methodologically worthless data become turned into income streams for rankings producers because university leaderships take them seriously, which in turn will drive universities’ policy-making in the direction of moving up one league table or another, which in turn will encourage rankers to produce even more league tables in order to exert more power. How on earth did we allow this to happen?

SRHE member Paul Temple, Centre for Higher Education Studies, UCL Institute of Education, University College London.

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Academia: the beautiful game ?

By Rob Cuthbert

“Some people believe football is a matter of life and death. I am very disappointed with that attitude. I can assure you it is much, much more important than that.”

(Bill Shankly, former manager of Liverpool Football Club)

The SRHE 2018 Research Conference in December was full of academics with a passion which Bill Shankly would have recognised. Perhaps not all the kind of people who would have taken their partner on a birthday outing to see Rochdale reserves on a rainy weekday evening, but certainly many of the kind of people who went home from the conference for a Christmas they would fill with reading, writing and reviewing. Academia and football are both common pursuits worldwide; can we make something of the parallels? Continue reading

Paul Ashwin


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Going global – opportunities and challenges for HE researchers

By Paul Ashwin

Globally participation in Higher Education is rising rapidly. UNESCO figures for enrolment in tertiary education show that globally, participation rose from 19% in 2000 to 32% in 2012. It is also increasingly an international phenomenon; for example, the number of students studying abroad more than doubled from 2.1m in 2000 to 4.5m in 2012.

The increasing numbers of students internationally has contributed to greater scrutiny of higher education, as it has become a key focus of national and international policy makers. This scrutiny has led to unparalleled information about HE. This greater information presents higher education researchers with both challenges and possibilities because it both tells us more about higher education whilst also simplifying its complexities.

If we take the quality of higher as an example, the recent Yerevan Communiqué from EU Higher Education Ministers declared that “Enhancing the quality and relevance of teaching and learning is the main mission of the EHEA”. This both elevates the status of teaching and learning whilst also raising pressing questions about how we judge the quality of teaching in higher education.

Positions in national and international higher education league tables have become a dominant way of representing this quality. Their attraction is understandable: Continue reading