SRHE Blog

The Society for Research into Higher Education


Leave a comment

Leadership in a changing landscape: the role of heads of department

by Jane Creaton and Claire Gordon

This blog post draws on research conducted as part of an ongoing study of the role of heads of department (HoDs) in universities in the UK. In particular, we are interested in the key factors influencing how the role of HoD is experienced and enacted, including disciplinary contexts, institutional structures and type of university. The project is concerned with the extent to which current leadership and management programmes provide adequate preparation and support for the role, which may be particularly vulnerable to work-related stress. It is also concerned with the creative and critical leadership responses that HoDs are adopting in response to the present changing and uncertain higher education environment. Our findings are based on a sector-wide survey and 18 in-depth interviews conducted in 2019, but are also informed by two earlier research projects that explored the role of HoD in teaching-focussed and research-intensive universities (Creaton and Heard-Laureote, 2019).

Uncertainty, change and lack of preparation: becoming a HoD

It is a particularly challenging time to become a HoD in UK higher education. In the external environment, HoDs have to grapple with growing sectoral-level demands and new forms of accountability – while the REF has been in place in one form or another since 1986, TEF, APP and KEF have brought new demands and targets. These are compounded by huge financial uncertainty given the possibility of a change to fee structures following the Augar review and continuing uncertainty over Brexit. The latter is likely to have consequences in future for: the presence of European staff and students at UK universities; the possibilities for student  mobility under Erasmus+; and European research funding. Within institutions, HoDs spoke of experiencing continuous restructuring and centralising, an exponential rise in demands from above and below, limited institutional power and authority compared to the past, and tensions between their academic and managerial identities. It is also worth noting that markers of esteem (Kandiko-Howson and Coate, 2015) – prior to taking on the headship – had been based on academic success indicators which do not translate easily into necessary skill-sets and areas of expertise required for the role. Some HoDs had received no preparation or training for the role and there was considerable variation in what had been received. One HoD took part in an innovative co-created developmental programme with other new HoDs, some participated in generic leadership programmes (which were generally considered to be ill-suited to the specific HE context), and others in formal or informal coaching and mentoring arrangements.

Wellbeing and work-related stress: the lived experience of being a HoD

The importance of staff and student mental health and wellbeing has been a high profile issue in the HE sector over the past few years. Reports from Universities UK, Healthy Universities, Wellcome Trust, and HEPI have indicated high levels of depression, stress and anxiety in universities and recommended institution-wide approaches to tackle support the mental health of their students and staff. In response, many institutions have developed mental health and wellbeing strategies. However, for many HoDs, this has simply added another layer of responsibility for staff and students within their department without addressing the issues which may affect their own mental health and wellbeing. Our interviewees identified the sheer quantity and breadth of daily demands on today’s HoDs. At the micro-level, HoDs were booking rooms, arranging chairs and chasing up Estates and at the macro-level, HoDs were contributing to high-level management committees and strategy development. And for many the most time-consuming and stressful elements of their role related to managing challenging colleagues, which took up inordinate amounts of time and energy.

The HoD job specification often seemed to include responsibility for everything that happened within the department. An expectation that the HoD is also responsible for the mental health and wellbeing of all their students and staff may locate the deficit with the HoD rather than with some of the wider structural and societal factors. While some were able to thrive in this environment, others could not help but be affected by the huge pressures they were operating under.

“There’s an emoticon on Skype for Business which is banging my head against a brick wall. … But it’s not always like that” (Interview with HoD, 2019)

Some HoDs had clearly developed effective coping strategies and support networks inside and outside their university, others spoke of loneliness and isolation including wakeful periods in the night and the constant flow of emails at every hour of the day and night.

‘The sense of shouldering the burden in the sense that it’s all consuming never goes away. You occasionally get called up in the middle of the night …’ (Interview with HoD, 2019)

What might we mean by creative and critical leadership in challenging times?

A quick Google search yields a range of approaches under the ill-defined notion of creative leadership. The fluidity of the term clearly allows rather liberal interpretation. At one end of the spectrum, we see evidence of the notion of creative leadership being co-opted as part of the discourse of the neoliberal university, providing a smokescreen for ever increasing demands on HoDs in face of the increasing metrification of higher education. A different approach to creative and critical leadership also came through in our research, where creativity lay in finding effective ways to subvert institutional expectations and norms. Some HoDs spoke of gate-keeping and others translating up and down the messages that were coming from the senior leadership as well as their departments, others made choices as to what to do and what to ignore.

‘There’s a translational bit, where I speak two languages, and then on either side they only speak one.” (Interview with HoD, 2019)

One of our HoDs highlighted their commitment to emphasising the intrinsic values of higher education and community as a counter to the ever-greater focus on metrics and accountability, with another purposefully prioritising relationship-building over emails. And finally, perhaps the most radical of all were the HoDs who insisted on prioritising self-care, modelling good work-life balance and ensuring informal support networks for themselves to enable them to flourish in their roles.

Jane Creaton is Associate Dean (Academic) for the Faculty of Humanities and Social Sciences and a Reader in Higher Education at the University of Portsmouth. She has been a member of the SRHE Governing Council since January 2019. Claire Gordon is Director of the LSE Eden Centre for Education Enhancement at the London School of Economics and Political Science. 

References

Creaton, J and Heard-Laureote, K (2019) ‘Rhetoric and reality in middle management: the role of heads of academic departments in UK universities’, Higher Education Policy https://doi.org/10.1057/s41307-018-00128-8

Kandiko-Howson, C and Coate, K (2015) The Prestige Economy and Mid-career Academic Women: Strategies, Choices and Motivation, Paper presented at the Society for Research into Higher Education Annual Research Conference, Newport, UK. 

This is the second in a ‘virtual symposium’ series which began on with Jane Creaton’s blog on 28 February 2020: Leadership in a Changing Landscape.


1 Comment

Leadership in a Changing Landscape

by Jane Creaton

This introductory post is part of a series linked to a Symposium on Leadership in a Changing Landscape, which was held at the SRHE Annual Research Conference in December 2019. This symposium aimed to examine different dimensions of, and perspectives on, leadership in the changing landscape of higher education. Each of the contributions, and the reflections on the discussions that followed, will be summarised here on the SRHE blog over the next four weeks.  Drawing on a range of research projects and practice initiatives, the contributors will explore the career trajectories, motivations, challenges and identities of senior leaders in both research-intensive and teaching focussed universities.

The various projects sought to understand why people aspire to or take up senior leadership roles, how they manage different aspects of the work and the different approaches that are taken to the role. Aligning with the theme of the 2019 conference, the contributions also considered the potential for critical and creative leadership within the academy. In the increasingly measured and managed higher education sector, is it possible for leaders to develop distinctive approaches to leadership and/or to challenge the ideological underpinning of managerialism?

There are a number of key themes running through this diverse set of contributions, including what constitutes good leadership, how leaders can be supported and developed, and the affective dimensions of leadership. Some of the specific questions that we discussed in the symposium, which drew together findings from the projects and our own reflections on leadership from our perspective within higher education institutions, included:

1. What might ‘creative leadership’ or ‘critical leadership’ look like in higher education?

2. How can we challenge dominant discourses of leadership based on predominantly managerially based models and explore new, more flexible, human-focused and compassionate approaches to academic leadership?

3. How might aspiring professors be better prepared for professoriate leadership challenges?

Claire Gordon and Jane Creaton: The role of heads of departments

In our blog post, we will discuss an ongoing project that explores the working practices of heads of academic departments and the institutional policies and practices required to support them. Through interviews with HoDs across the sector, we analyse the key factors impacting on how the role is experienced and enacted, including disciplinary context, institutional structure and type of university. The project is also concerned with the extent to which current leadership and management programmes provide adequate preparation and support for a role which may be particularly vulnerable to work-related stress (Floyd and Dimmock, 2011; Creaton and Heard-Laureote, 2019). The initial analysis of interviews has produced a rich mix of metaphors and analogies to describe the role that have the potential for a more creative approach to leadership development.

Alan Floyd: Exploring notions of good academic leadership in challenging times

Due to the nature of academic work, it is accepted that leaders cannot be effective without the support of their departmental colleagues (Floyd and Fung, 2017). Consequently, academic leadership is seen more as ‘the property of the collective rather than the individual’ (Bolden, Petrov, and Gosling, 2009: 259). Arguably, ‘distributing’ and sharing leadership is even more important in universities than in other organisations as academics are well educated, largely autonomous and trained to be highly critical. This means they are more likely to oppose and challenge more traditional leadership models and behaviours and may need a subtler form of leadership than other occupational groups (Bryman, 2007). In my blog post, I will draw on data from projects that have explored more flexible ‘distributed’ and ‘collaborative’ models of leadership, crucially focusing on data from both leaders and the led, to explore academics’ expressed notions of ‘good’ academic leadership in times of change and challenge.

Julie Hulme and Deborah Lock: Professors in preparation: supporting 21st century professorial leaders

Becoming a professor is not easy but for some reason becoming a professor in teaching and learning appears to be harder than most. Part of this is because there is no consensus about what a pedagogic professor looks like, and part of this is linked to uncertainty about appropriate selection criteria, and the type of evidence required to demonstrate professorial behaviours and activities (Evans, 2015). There is a lack of guidance and role (and real) models that aspiring professors (education, scholarship and/or professional practice) can turn to for advice about teaching and learning career pathways (Evans, 2017). The Professors in Preparation network is aimed at providing aspiring professors with a supportive community through which the pooling of knowledge through the sharing of ‘lived’ experiences, and identity stories aids successful applications (Waddington, 2016; Macfarlane and Burg, 2019). The network is based on the premise of a virtuous circle in which members that achieve professorship continue to contribute feedback and provide support to the next generation of professors. In our blog post, we will explore what we should expect from the 21st Century professoriate and how we could we reposition the status of educational and scholarship professors and help them become leaders of Trojan Mice instead of Cinderella followers.

Fiona Denney: What I wish I’d known” – academic leadership in the UK, lessons for the next generation

This blog post will discuss the results from a research project funded by the UK’s Leadership Foundation for Higher Education’s Innovation and Transformation Fund in 2015. 18 academics in leadership positions were interviewed about their leadership experiences and what they wished they had known before taking up their leadership posts. Eight themes and information about the context within which they lead were identified and are presented with a discussion of how this contributes to our understanding of the development of those who aspire to leadership positions in higher education. Literature has focused on the importance of prestige for promotion which can leave academic leaders unprepared for the other challenges of their role (Blackmore, 2015; Kandiko-Howson and Coate, 2015). I will also identify challenges and themes which can be used to better prepare the next generation of academic leaders.

Jane Creaton is Associate Dean (Academic) for the Faculty of Humanities and Social Sciences and a Reader in Higher Education at the University of Portsmouth. She has been a member of the SRHE Governing Council since January 2019.

References

Blackmore, P (2015) Prestige in universities: in tension with the efficiency and effectiveness agenda? Paper presented at the Society for Research into Higher Education Annual Research Conference, Newport, UK

Bolden, R, Petrov, G and Gosling, J (2009) ‘Distributed leadership in higher education: rhetoric and reality’, Educational Management Administration and Leadership https://doi.org/10.1177/1741143208100301

Bryman, A (2007) ‘Effective leadership in higher education: a literature review’, Studies in Higher Education, 32(6): 693-710, https://www.tandfonline.com/doi/abs/10.1080/03075070701685114?journalCode=cshe20  

Creaton, J and Heard-Laureote, K (2019) ‘Rhetoric and reality in middle management: the role of heads of academic departments in UK universities’, Higher Education Policy https://doi.org/10.1057/s41307-018-00128-8

Floyd, A and Fung, D (2017) ‘Focusing the kaleidoscope: exploring distributed leadership in an English university’, Studies in Higher Education https://doi.org/10.1080/03075079.2015.1110692

Evans, L (2015) The purpose of professors: professionalism, pressures and performance Stimulus paper commissioned by the Leadership Foundation for Higher Education, Leadership Foundation for Higher Education

Evans, L (2017) ‘University professors as academic leaders: professorial leadership development needs and provision’, Educational Management Administration and Leadership 45(1): 123–140

Floyd, A and Dimmock, C (2011) ‘‘Jugglers’, ‘copers’ and ‘strugglers’: academics’ perceptions of being a head of department in a post-1992 UK university and how it influences their future careers’, Journal of Higher Education Policy and Management https://doi.org/10.1080/1360080X.2011.585738

Kandiko-Howson, C and Coate, K (2015) The Prestige Economy and Mid-career Academic Women: Strategies, Choices and Motivation, Paper presented at the Society for Research into Higher Education Annual Research Conference, Newport, UK

Macfarlane, B and Burg, D (2019) ‘Women professors and the academic housework trap’, Journal of Higher Education Policy and Management 41(3): 262–274

Waddington, K (2016) ‘The compassion gap in UK universities’, International Practice Development Journal 6(1): 10